R Nicholas Singh
CIK 1318746 · Chief Legal Officer · last filed 2016-05-09
R Nicholas Singh is a Chief Legal Officer who has filed 21 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider bought $1.5M of NLY on May 9, 2016. Across all open-market trades the lifetime net is +$3.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.6M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$2.64M
1
21
$2.96M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NLY | Chief Legal Officer | 114,675 | $23.01 | $2.64M | $2.96M | 21 | 2016-05-09 |
Recent Filings
21 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-05-09 | NLY | Buy (P) | +135,600 | $1.47M | EDGAR |
| 2014-08-11 | NLY | Buy (P) | +122,784 | $1.41M | EDGAR |
| 2013-04-25 | NLY | Exer (M) | +37,500 | $496.9K | EDGAR |
| 2012-09-13 | NLY | Exer (M) | +37,500 | $496.9K | EDGAR |
| 2011-12-16 | NLY | Exer (M) | +5,500 | $72.9K | EDGAR |
| 2011-06-23 | NLY | Exer (M) | +32,000 | $424.0K | EDGAR |
| 2010-12-16 | NLY | Exer (M) | +7,500 | $99.4K | EDGAR |
| 2010-10-06 | NLY | Exer (M) | +15,000 | $198.8K | EDGAR |
| 2010-06-30 | NLY | Exer (M) | +15,000 | $198.8K | EDGAR |
| 2010-03-15 | NLY | Exer (M) | +9,561 | $112.1K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.