R Nicholas Singh
CIK 1318746 · Chief Legal Officer · last filed 2016-05-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.64M
Companies
1
Total Filings
21
Lifetime Open-Market Net
$2.96M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NLY | Chief Legal Officer | 114,675 | $23.01 | $2.64M | $2.96M | 21 | 2016-05-09 |
Recent Filings · Page 2 of 3
21 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-04-24 | NLY | Grant (A) | — | $0 | EDGAR |
| 2009-03-09 | NLY | Exer (M) | +9,562 | $112.1K | EDGAR |
| 2009-02-24 | NLY | Buy (P) | +1,675 | $22.9K | EDGAR |
| 2008-09-23 | NLY | Grant (A) | — | $0 | EDGAR |
| 2008-08-21 | NLY | Buy (P) | +2,190 | $30.0K | EDGAR |
| 2008-06-26 | NLY | Exer (M) | +2,125 | $24.9K | EDGAR |
| 2008-05-12 | NLY | Grant (A) | — | $0 | EDGAR |
| 2008-03-26 | NLY | Exer (M) | +8,500 | $99.6K | EDGAR |
| 2007-08-07 | NLY | Buy (P) | +1,150 | $27.7K | EDGAR |
| 2007-05-21 | NLY | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.