Mark D Klein
CIK 1322402 · Chairman, CEO and President · last filed 2026-04-22
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$72.05M
Companies
6
Total Filings
77
Lifetime Open-Market Net
$9.28M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SSSSL | Chairman, CEO and President | 1,673,521 | $25.35 | $42.42M | $1.71M | 27 | 2026-04-22 |
| SSSS | Chairman, CEO and President | 711,296 | $13.70 | $9.74M | $1.90M | 14 | 2021-12-14 |
| Claritev Corp (CCXX.WS) Delisted | Director | 220,000 | — | — | $4.96M | 1 | 2020-10-08 |
| SURO CAPITAL CORP. (GSVC) Delisted | CEO and President | 135,674 | — | — | $709.4K | 25 | 2019-07-19 |
| Atlantic Alliance Partnership Corp. (AAPC) Delisted | Director | 300,474 | — | — | $0 | 4 | 2016-11-03 |
| APP | Director | 40,019 | $496.77 | $19.88M | $0 | 1 | 2009-01-14 |
Recent Filings · Page 8 of 8
77 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-08-24 | SURO CAPITAL CORP. (GSVC) Delisted | Buy (P) | +2,500 | $21.6K | EDGAR |
| 2011-07-20 | — | Tax (F) | −14,000 | -$4.2K | |
| 2011-05-04 | — | Buy (P) | +17,667 | $265.0K | |
| 2010-08-04 | — | Exer (M) | +18,255 | $0 | |
| 2010-07-19 | — | Grant (A) | +40,000 | $0 | |
| 2009-08-04 | — | Mixed | −970,312 | $0 | |
| 2009-01-14 | APP | Grant (A) | +35,211 | $0 | EDGAR |
Showing 71–77 of 77
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Page 8 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.