Thomas E Richards
CIK 1322889 · See Remarks · last filed 2021-10-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$150.71M
Companies
6
Total Filings
82
Lifetime Open-Market Net
-$100.47M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NTRSO | Director | 14,376 | $18.56 | $266.8K | $0 | 10 | 2021-10-04 |
| CDW | See Remarks | 597,732 | $132.19 | $79.01M | -$100.47M | 42 | 2019-12-18 |
| NORTHERN TRUST CORP (NTRSP) Delisted | Director | 8,376 | — | — | $0 | 15 | 2019-10-02 |
| NTRS | Director | 2,680 | $174.34 | $467.2K | $0 | 2 | 2016-10-04 |
| NORTHERN TRUST CORP (NTRS.P) Delisted | Director | 2,680 | — | — | $0 | 5 | 2016-04-20 |
| Q | Executive VP & COO | 471,022 | $150.65 | $70.96M | $0 | 8 | 2009-07-30 |
Recent Filings · Page 4 of 9
82 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-10-12 | CDW | Mixed | — | -$1.17M | EDGAR |
| 2018-10-02 | NORTHERN TRUST CORP (NTRSP) Delisted | Grant (A) | +296 | $30.3K | EDGAR |
| 2018-09-21 | CDW | Mixed | — | -$1.20M | EDGAR |
| 2018-08-20 | CDW | Mixed | — | -$1.19M | EDGAR |
| 2018-07-13 | CDW | Mixed | −12,789 | -$1.38M | EDGAR |
| 2018-07-03 | NORTHERN TRUST CORP (NTRSP) Delisted | Grant (A) | +292 | $30.1K | EDGAR |
| 2018-06-19 | CDW | Sell (S) | −17,647 | -$1.45M | EDGAR |
| 2018-06-01 | CDW | Sell (S) | −18,182 | -$1.47M | EDGAR |
| 2018-04-19 | NORTHERN TRUST CORP (NTRSP) Delisted | Grant (A) | +1,033 | $0 | EDGAR |
| 2018-04-18 | CDW | Sell (S) | −14,370 | -$1.00M | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.