Thomas E Richards

CIK 1322889 · See Remarks · last filed 2021-10-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$150.71M

Companies

6

Total Filings

82

Lifetime Open-Market Net

-$100.47M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTRSO Director 14,376 $18.56 $266.8K $0 10 2021-10-04
CDW See Remarks 597,732 $132.19 $79.01M -$100.47M 42 2019-12-18
NORTHERN TRUST CORP (NTRSP) Delisted Director 8,376 $0 15 2019-10-02
NTRS Director 2,680 $174.34 $467.2K $0 2 2016-10-04
NORTHERN TRUST CORP (NTRS.P) Delisted Director 2,680 $0 5 2016-04-20
Q Executive VP & COO 471,022 $150.65 $70.96M $0 8 2009-07-30

Recent Filings · Page 5 of 9

82 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-04-03 NORTHERN TRUST CORP (NTRSP) Delisted Grant (A) +290 $30.0K EDGAR
2018-03-16 CDW Sell (S) −13,219 -$994.9K EDGAR
2018-03-02 CDW Grant (A) $0 EDGAR
2018-02-15 CDW Mixed +33,979 -$3.99M EDGAR
2018-01-18 CDW Sell (S) −13,721 -$1.00M EDGAR
2018-01-03 NORTHERN TRUST CORP (NTRSP) Delisted Grant (A) $0 EDGAR
2017-12-15 CDW Mixed −29,198 -$984.3K EDGAR
2017-11-17 CDW Sell (S) −15,207 -$1.01M EDGAR
2017-10-17 CDW Sell (S) −14,503 -$985.8K EDGAR
2017-10-02 NORTHERN TRUST CORP (NTRSP) Delisted Grant (A) $0 EDGAR
Showing 4150 of 82
Page 5 of 9
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.