Insider transactions

Manuel A Henriquez

CIK 1329390 · Chairman & CEO · last filed 2019-05-22

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$31.03M
Companies
5
Total Filings
203
Lifetime Open-Market Net
-$2.20M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

HTGZ price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE, SUITE 310
PALO ALTO, CA 94301
Related Filers
HERCULES TECHNOLOGY GROWTH CAPITAL INC — 218 joint filings, latest 2019-05-22
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HTGC Chairman & CEO 1,881,919 $16.49 $31.03M $565.4K 52 2019-05-22
Hercules Capital, Inc. (HTGX.CL) Delisted Chairman & CEO 1,249,994 — — $0 2 2019-02-04
Hercules Capital, Inc. (HTGX) Delisted Chairman & CEO 679,218 — — $0 23 2018-11-21
Hercules Capital, Inc. (HTGZ.CL) Delisted President & CEO 351,865 — — $0 1 2017-01-26
Hercules Capital, Inc. (HTGZ) Delisted President & CEO 1,956,532 — — -$2.77M 124 2017-01-12

Recent Filings · Page 17 of 21

203 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-12-27 HTGC Tax (F) −2,188 -$21.0K EDGAR
2011-12-12 HTGC Buy (P) +5,000 $45.6K EDGAR
2011-11-28 HTGC Tax (F) −2,189 -$19.0K EDGAR
2011-11-10 HTGC Buy (P) +7,000 $64.0K EDGAR
2011-10-25 HTGC Tax (F) −2,188 -$21.0K EDGAR
2011-10-05 HTGC Buy (P) +7,000 $58.8K EDGAR
2011-09-26 HTGC Mixed +2,811 $24.8K EDGAR
2011-09-26 HTGC Buy (P) +2,500 $21.6K EDGAR
2011-08-25 HTGC Tax (F) −1,737 -$15.9K EDGAR
2011-08-09 HTGC Buy (P) −7,000 -$61.5K EDGAR
Showing 161–170 of 203
Page 17 of 21
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.