Manuel A Henriquez
CIK 1329390 · Chairman & CEO · last filed 2019-05-22
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
HTGZ price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
400 HAMILTON AVENUE, SUITE 310
PALO ALTO, CA 94301
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HTGC | Chairman & CEO | 1,881,919 | $16.50 | $31.05M | $565.4K | 52 | 2019-05-22 |
| Hercules Capital, Inc. (HTGX.CL) Delisted | Chairman & CEO | 1,249,994 | — | — | $0 | 2 | 2019-02-04 |
| Hercules Capital, Inc. (HTGX) Delisted | Chairman & CEO | 679,218 | — | — | $0 | 23 | 2018-11-21 |
| Hercules Capital, Inc. (HTGZ.CL) Delisted | President & CEO | 351,865 | — | — | $0 | 1 | 2017-01-26 |
| Hercules Capital, Inc. (HTGZ) Delisted | President & CEO | 1,956,532 | — | — | -$2.77M | 124 | 2017-01-12 |
Recent Filings · Page 7 of 21
203 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-06-05 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −6,078 | -$77.4K | EDGAR |
| 2015-05-11 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −2,526 | -$32.5K | EDGAR |
| 2015-04-16 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −39,584 | -$543.5K | EDGAR |
| 2015-04-13 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −68,501 | -$941.6K | EDGAR |
| 2015-03-31 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −1,164 | -$15.9K | EDGAR |
| 2015-03-12 | Hercules Capital, Inc. (HTGZ) Delisted | Grant (A) | +318,983 | $4.47M | EDGAR |
| 2015-03-11 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −1,919 | -$27.9K | EDGAR |
| 2015-03-06 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −9,549 | -$138.1K | EDGAR |
| 2015-03-02 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −1,159 | -$18.0K | EDGAR |
| 2015-02-11 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −1,893 | -$29.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.