Manuel A Henriquez
CIK 1329390 · Chairman & CEO · last filed 2019-05-22
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$29.56M
Companies
5
Total Filings
203
Lifetime Open-Market Net
-$2.20M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HTGC | Chairman & CEO | 1,881,919 | $15.71 | $29.56M | $565.4K | 52 | 2019-05-22 |
| Hercules Capital, Inc. (HTGX.CL) Delisted | Chairman & CEO | 1,249,994 | — | — | $0 | 2 | 2019-02-04 |
| Hercules Capital, Inc. (HTGX) Delisted | Chairman & CEO | 679,218 | — | — | $0 | 23 | 2018-11-21 |
| Hercules Capital, Inc. (HTGZ.CL) Delisted | President & CEO | 351,865 | — | — | $0 | 1 | 2017-01-26 |
| Hercules Capital, Inc. (HTGZ) Delisted | President & CEO | 1,956,532 | — | — | -$2.77M | 124 | 2017-01-12 |
Recent Filings · Page 9 of 21
203 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-09-30 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −1,592 | -$23.0K | EDGAR |
| 2014-09-15 | Hercules Capital, Inc. (HTGZ) Delisted | Sell (S) | −50,000 | -$769.9K | EDGAR |
| 2014-09-09 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −3,803 | -$58.2K | EDGAR |
| 2014-09-05 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −18,812 | -$290.1K | EDGAR |
| 2014-09-02 | Hercules Capital, Inc. (HTGZ) Delisted | Mixed | −51,940 | -$788.3K | EDGAR |
| 2014-08-11 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −4,120 | -$66.1K | EDGAR |
| 2014-07-31 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −2,127 | -$35.9K | EDGAR |
| 2014-07-10 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −1,919 | -$31.6K | EDGAR |
| 2014-07-01 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −979 | -$15.8K | EDGAR |
| 2014-03-31 | Hercules Capital, Inc. (HTGZ) Delisted | Tax (F) | −958 | -$13.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.