Mark Mickey
CIK 1343519 · FormerChief Compliance Officer · last filed 2025-08-11
Mark Mickey is a FormerChief Compliance Officer who has filed 18 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider sold $10.4K of CHI on Aug 11, 2025. Across all open-market trades the lifetime net is +$26.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $125.6K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$125.6K
6
18
$26.9K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CHI | FormerChief Compliance Officer | 0 | $13.13 | $0 | $18.4K | 6 | 2025-08-11 |
| CHY | FormerChief Compliance Officer | 0 | $13.28 | $0 | -$4.7K | 6 | 2025-08-11 |
| CPZ | Chief Compliance Officer | 1,500 | $13.67 | $20.5K | $22.3K | 1 | 2024-02-15 |
| CCD | Chief Compliance Officer | 0 | $25.93 | $0 | $2.7K | 2 | 2023-06-01 |
| CSQ | Chief Compliance Officer | 5,000 | $21.02 | $105.1K | $30.2K | 1 | 2018-01-03 |
| CGO | Chief Compliance Officer | 0 | $13.20 | $0 | -$42.0K | 2 | 2018-01-03 |
Recent Filings
18 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-08-11 | CHI | Sell (S) | −1,000 | -$10.4K | EDGAR |
| 2025-08-11 | CHY | Sell (S) | −2,000 | -$21.8K | EDGAR |
| 2024-02-16 | CHI | Sell (S) | −500 | -$5.5K | EDGAR |
| 2024-02-15 | CPZ | Buy (P) | +1,500 | $22.3K | EDGAR |
| 2024-02-15 | CHY | Sell (S) | −500 | -$5.9K | EDGAR |
| 2023-06-01 | CHI | Buy (P) | +500 | $5.0K | EDGAR |
| 2023-06-01 | CCD | Sell (S) | −500 | -$11.5K | EDGAR |
| 2023-06-01 | CHY | Buy (P) | +500 | $5.0K | EDGAR |
| 2020-12-18 | CHI | Buy (P) | +1,000 | $13.6K | EDGAR |
| 2020-12-18 | CCD | Buy (P) | +500 | $14.2K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.