Mark Mickey
CIK 1343519 · FormerChief Compliance Officer · last filed 2025-08-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$125.6K
Companies
6
Total Filings
18
Lifetime Open-Market Net
$26.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CHI | FormerChief Compliance Officer | 0 | $13.13 | $0 | $18.4K | 6 | 2025-08-11 |
| CHY | FormerChief Compliance Officer | 0 | $13.28 | $0 | -$4.7K | 6 | 2025-08-11 |
| CPZ | Chief Compliance Officer | 1,500 | $13.67 | $20.5K | $22.3K | 1 | 2024-02-15 |
| CCD | Chief Compliance Officer | 0 | $25.93 | $0 | $2.7K | 2 | 2023-06-01 |
| CSQ | Chief Compliance Officer | 5,000 | $21.02 | $105.1K | $30.2K | 1 | 2018-01-03 |
| CGO | Chief Compliance Officer | 0 | $13.20 | $0 | -$42.0K | 2 | 2018-01-03 |
Recent Filings · Page 2 of 2
18 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-12-18 | CHY | Sell (S) | −2,000 | -$28.6K | EDGAR |
| 2018-01-03 | CSQ | Buy (P) | +2,500 | $30.2K | EDGAR |
| 2018-01-03 | CGO | Sell (S) | −1,000 | -$15.0K | EDGAR |
| 2008-11-12 | CHI | Sell (S) | −2,000 | -$17.4K | EDGAR |
| 2008-11-12 | CHY | Buy (P) | +2,000 | $17.2K | EDGAR |
| 2007-07-25 | CHI | Buy (P) | +2,000 | $33.2K | EDGAR |
| 2007-07-25 | CHY | Buy (P) | +2,000 | $29.4K | EDGAR |
| 2007-07-25 | CGO | Sell (S) | −1,500 | -$27.0K | EDGAR |
Showing 11–18 of 18
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.