Home

Dana Erikson

CIK 1343866 · Vice President · last filed 2016-12-06

Dana Erikson is a Vice President who has filed 19 SEC Form 4 insider transactions across 7 companies since 2008. Across all open-market trades the lifetime net is +$81.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $250.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$250.1K

Companies

7

Total Filings

19

Lifetime Open-Market Net

$81.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RA 6,905 $12.82 $88.5K $0 1 2016-12-06
BROOKFIELD HIGH INCOME FUND INC. (HHY) Delisted Vice President 1,100 — — $10.0K 1 2010-12-10
HELIOS ADVANTAGE INCOME FUND, INC. (HAV) Delisted Vice President 3,100 — — $17.5K 3 2009-09-22
HELIOS STRATEGIC INCOME FUND, INC (HSA) Delisted Vice President 3,390 — — $15.5K 3 2009-09-22
HELIOS HIGH INCOME FUND, INC (HIH) Delisted Vice President 3,680 — — $17.7K 3 2009-09-22
HMH Vice President 3,830 $20.50 $78.5K $16.0K 3 2009-09-22
RSF Vice President 5,700 $14.57 $83.0K $5.0K 1 2008-10-10

Recent Filings

19 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-12-06 — Disp (D) −21,503 $0
2016-12-06 RA Grant (A) +6,905 $0 EDGAR
2010-12-10 BROOKFIELD HIGH INCOME FUND INC. (HHY) Delisted Buy (P) +1,100 $10.0K EDGAR
2009-09-22 HELIOS ADVANTAGE INCOME FUND, INC. (HAV) Delisted Buy (P) +1,000 $6.2K EDGAR
2009-09-22 HELIOS STRATEGIC INCOME FUND, INC (HSA) Delisted Buy (P) +1,000 $5.0K EDGAR
2009-09-22 HELIOS HIGH INCOME FUND, INC (HIH) Delisted Buy (P) +1,000 $6.4K EDGAR
2009-09-22 HMH Buy (P) +1,250 $5.5K EDGAR
2009-09-21 HMH Buy (P) +1,250 $5.5K EDGAR
2009-09-21 HELIOS HIGH INCOME FUND, INC (HIH) Delisted Buy (P) +1,000 $6.4K EDGAR
2009-09-21 HELIOS STRATEGIC INCOME FUND, INC (HSA) Delisted Buy (P) +1,000 $5.0K EDGAR
Showing 1–10 of 19
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.