Dana Erikson
CIK 1343866 · Vice President · last filed 2016-12-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$250.1K
Companies
7
Total Filings
19
Lifetime Open-Market Net
$81.7K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RA | 6,905 | $12.82 | $88.5K | $0 | 1 | 2016-12-06 | |
| BROOKFIELD HIGH INCOME FUND INC. (HHY) Delisted | Vice President | 1,100 | — | — | $10.0K | 1 | 2010-12-10 |
| HELIOS ADVANTAGE INCOME FUND, INC. (HAV) Delisted | Vice President | 3,100 | — | — | $17.5K | 3 | 2009-09-22 |
| HELIOS STRATEGIC INCOME FUND, INC (HSA) Delisted | Vice President | 3,390 | — | — | $15.5K | 3 | 2009-09-22 |
| HELIOS HIGH INCOME FUND, INC (HIH) Delisted | Vice President | 3,680 | — | — | $17.7K | 3 | 2009-09-22 |
| HMH | Vice President | 3,830 | $20.50 | $78.5K | $16.0K | 3 | 2009-09-22 |
| RSF | Vice President | 5,700 | $14.57 | $83.0K | $5.0K | 1 | 2008-10-10 |
Recent Filings · Page 2 of 2
19 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-09-21 | HELIOS ADVANTAGE INCOME FUND, INC. (HAV) Delisted | Buy (P) | +1,000 | $6.2K | EDGAR |
| 2009-03-25 | HMH | Buy (P) | +7,200 | $5.0K | EDGAR |
| 2009-03-25 | HELIOS HIGH INCOME FUND, INC (HIH) Delisted | Buy (P) | +5,000 | $5.0K | EDGAR |
| 2009-03-25 | HELIOS STRATEGIC INCOME FUND, INC (HSA) Delisted | Buy (P) | +6,250 | $5.6K | EDGAR |
| 2009-03-25 | HELIOS ADVANTAGE INCOME FUND, INC. (HAV) Delisted | Buy (P) | +5,000 | $5.0K | EDGAR |
| 2008-10-10 | — | Buy (P) | +5,500 | $5.0K | |
| 2008-10-10 | — | Buy (P) | +8,400 | $4.9K | |
| 2008-10-10 | — | Buy (P) | +5,700 | $5.0K | |
| 2008-10-10 | RSF | Buy (P) | +5,700 | $5.0K | EDGAR |
Showing 11–19 of 19
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.