Thomas Charles Lauer
CIK 1350454 · President · last filed 2020-03-12
Thomas Charles Lauer is a President who has filed 18 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $22.9K of FDUSZ on Mar 12, 2020. Across all open-market trades the lifetime net is +$452.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.4M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ALD price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 300
WASHINGTON, DC 20006
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FIDUS INVESTMENT Corp (FDUSZ) Delisted | President | 81,599 | $25.17 | $2.05M | $84.9K | 2 | 2020-03-12 |
| FIDUS INVESTMENT Corp (FDUSL) Delisted | President | 74,599 | — | — | $51.2K | 1 | 2018-03-12 |
| FDUS | Director | 70,599 | $19.41 | $1.37M | $90.6K | 6 | 2015-08-24 |
| ALLIED CAPITAL CORP (ALD) Delisted | Managing Director | 34,002 | — | — | $225.3K | 9 | 2008-03-19 |
Holdings By Holder
| Symbol | Holder | Shares | Share of Total | Reported |
|---|---|---|---|---|
| ALD | Direct | 32,763 | 96.4% | 2008-03-19 |
| by 401K | 739 | 2.2% | 2008-03-19 | |
| by IRA | 500 | 1.5% | 2008-03-19 | |
| Total | 34,002 |
Recent Filings
18 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-03-12 | FIDUS INVESTMENT Corp (FDUSZ) Delisted | Buy (P) | +2,000 | $22.9K | EDGAR |
| 2020-03-10 | FIDUS INVESTMENT Corp (FDUSZ) Delisted | Buy (P) | +5,000 | $62.0K | EDGAR |
| 2018-03-12 | FIDUS INVESTMENT Corp (FDUSL) Delisted | Buy (P) | +4,000 | $51.2K | EDGAR |
| 2015-08-24 | FDUS | Buy (P) | +100 | $749 | EDGAR |
| 2014-12-02 | FDUS | Buy (P) | +1,500 | $24.2K | EDGAR |
| 2012-11-09 | FDUS | Buy (P) | +1,202 | $18.4K | EDGAR |
| 2012-03-16 | FDUS | Buy (P) | +1,500 | $20.2K | EDGAR |
| 2011-12-01 | FDUS | Buy (P) | +1,132 | $13.5K | EDGAR |
| 2011-11-23 | FDUS | Buy (P) | +1,132 | $13.5K | EDGAR |
| 2008-03-19 | ALLIED CAPITAL CORP (ALD) Delisted | Exer (M) | +11,461 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).