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Thomas Charles Lauer

CIK 1350454 · President · last filed 2020-03-12

Thomas Charles Lauer is a President who has filed 18 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $22.9K of FDUSZ on Mar 12, 2020. Across all open-market trades the lifetime net is +$452.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.34M

Companies

4

Total Filings

18

Lifetime Open-Market Net

$452.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FIDUS INVESTMENT Corp (FDUSZ) Delisted President 81,599 $25.17 $2.05M $84.9K 2 2020-03-12
FIDUS INVESTMENT Corp (FDUSL) Delisted President 74,599 — — $51.2K 1 2018-03-12
FDUS Director 70,599 $18.94 $1.34M $90.6K 6 2015-08-24
ALLIED CAPITAL CORP (ALD) Delisted Managing Director 33,502 — — $225.3K 9 2008-03-19

Recent Filings

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-12 FIDUS INVESTMENT Corp (FDUSZ) Delisted Buy (P) +2,000 $22.9K EDGAR
2020-03-10 FIDUS INVESTMENT Corp (FDUSZ) Delisted Buy (P) +5,000 $62.0K EDGAR
2018-03-12 FIDUS INVESTMENT Corp (FDUSL) Delisted Buy (P) +4,000 $51.2K EDGAR
2015-08-24 FDUS Buy (P) +100 $749 EDGAR
2014-12-02 FDUS Buy (P) +1,500 $24.2K EDGAR
2012-11-09 FDUS Buy (P) +1,202 $18.4K EDGAR
2012-03-16 FDUS Buy (P) +1,500 $20.2K EDGAR
2011-12-01 FDUS Buy (P) +1,132 $13.5K EDGAR
2011-11-23 FDUS Buy (P) +1,132 $13.5K EDGAR
2008-03-19 ALLIED CAPITAL CORP (ALD) Delisted Exer (M) +11,461 $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.