Thomas Charles Lauer
CIK 1350454 · President · last filed 2020-03-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.34M
Companies
4
Total Filings
18
Lifetime Open-Market Net
$452.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FIDUS INVESTMENT Corp (FDUSZ) Delisted | President | 81,599 | $25.17 | $2.05M | $84.9K | 2 | 2020-03-12 |
| FIDUS INVESTMENT Corp (FDUSL) Delisted | President | 74,599 | — | — | $51.2K | 1 | 2018-03-12 |
| FDUS | Director | 70,599 | $18.94 | $1.34M | $90.6K | 6 | 2015-08-24 |
| ALLIED CAPITAL CORP (ALD) Delisted | Managing Director | 33,502 | — | — | $225.3K | 9 | 2008-03-19 |
Recent Filings · Page 2 of 2
18 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-02-05 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-12-19 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-11-13 | ALLIED CAPITAL CORP (ALD) Delisted | Buy (P) | +10,000 | $225.3K | EDGAR |
| 2007-09-19 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-07-19 | ALLIED CAPITAL CORP (ALD) Delisted | Disp (D) | +7,381 | $234.3K | EDGAR |
| 2007-06-25 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-05-17 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-03-20 | ALLIED CAPITAL CORP (ALD) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 11–18 of 18
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.