Carmine Joseph Broccole
CIK 1351057 · CLO & Secretary · last filed 2026-03-27
Carmine Joseph Broccole is a CLO & Secretary who has filed 43 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider had shares withheld for taxes covering $284.3K of SMP on Mar 27, 2026. Across all open-market trades the lifetime net is −$792.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.1M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$3.11M
1
43
-$792.4K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SMP | CLO & Secretary | 81,329 | $38.23 | $3.11M | -$792.4K | 40 | 2026-03-27 |
Recent Filings
43 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-27 | SMP | Tax (F) | −6,591 | -$284.3K | EDGAR |
| 2026-03-03 | SMP | Tax (F) | −1,118 | -$44.4K | EDGAR |
| 2026-02-26 | SMP | Mixed | −646 | -$161.6K | EDGAR |
| 2025-11-12 | SMP | Notice (144) | −1,148 | -$44.0K | EDGAR |
| 2025-11-12 | SMP | Mixed | −387 | -$44.0K | EDGAR |
| 2025-10-30 | SMP | Grant (A) | +2,513 | $0 | EDGAR |
| 2024-11-12 | SMP | Notice (144) | −913 | -$31.9K | EDGAR |
| 2024-11-12 | SMP | Mixed | +112 | -$31.9K | EDGAR |
| 2024-10-25 | SMP | Grant (A) | +4,468 | $0 | EDGAR |
| 2023-11-13 | SMP | Notice (144) | −1,255 | -$42.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.