Carmine Joseph Broccole
CIK 1351057 · CLO & Secretary · last filed 2026-03-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.11M
Companies
1
Total Filings
43
Lifetime Open-Market Net
-$792.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SMP | CLO & Secretary | 81,329 | $38.23 | $3.11M | -$792.4K | 40 | 2026-03-27 |
Recent Filings · Page 2 of 5
43 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-11-13 | SMP | Mixed | +1,160 | -$43.0K | EDGAR |
| 2023-10-26 | SMP | Grant (A) | +3,500 | $0 | EDGAR |
| 2022-09-27 | SMP | Mixed | +399 | -$60.7K | EDGAR |
| 2022-09-23 | SMP | Grant (A) | +4,000 | $0 | EDGAR |
| 2021-10-13 | SMP | Mixed | +381 | -$52.4K | EDGAR |
| 2021-09-22 | SMP | Grant (A) | +4,000 | $0 | EDGAR |
| 2020-10-01 | SMP | Grant (A) | +4,000 | $0 | EDGAR |
| 2019-10-22 | SMP | Mixed | +124 | -$34.8K | EDGAR |
| 2019-09-25 | SMP | Grant (A) | +3,500 | $0 | EDGAR |
| 2018-10-15 | SMP | Mixed | +3,866 | -$36.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.