Carmine Joseph Broccole
CIK 1351057 · CLO & Secretary · last filed 2026-03-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.11M
Companies
1
Total Filings
43
Lifetime Open-Market Net
-$792.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SMP | CLO & Secretary | 81,329 | $38.23 | $3.11M | -$792.4K | 40 | 2026-03-27 |
Recent Filings · Page 3 of 5
43 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-10-20 | SMP | Grant (A) | +4,000 | $0 | EDGAR |
| 2017-10-10 | SMP | Mixed | −92 | -$54.1K | EDGAR |
| 2017-06-06 | SMP | Sell (S) | −2,000 | -$99.0K | EDGAR |
| 2016-10-31 | SMP | Grant (A) | +5,500 | $0 | EDGAR |
| 2016-10-21 | SMP | Grant (A) | +3,500 | $0 | EDGAR |
| 2016-10-11 | SMP | Mixed | +431 | -$30.9K | EDGAR |
| 2015-10-15 | SMP | Grant (A) | +5,250 | $0 | EDGAR |
| 2015-10-13 | SMP | Mixed | +761 | -$48.7K | EDGAR |
| 2014-10-08 | SMP | Grant (A) | +6,250 | $0 | EDGAR |
| 2014-09-22 | SMP | Mixed | +537 | -$44.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.