Carmine Joseph Broccole

CIK 1351057 · CLO & Secretary · last filed 2026-03-27

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.20M

Companies

1

Total Filings

40

Lifetime Open-Market Net

-$792.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SMP CLO & Secretary 81,329 $39.40 $3.20M -$792.4K 40 2026-03-27

Recent Filings · Page 4 of 4

40 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2012-10-10 SMP Grant (A) +6,250 $0 EDGAR
2012-09-26 SMP Mixed +1,234 -$23.4K EDGAR
2011-11-04 SMP Mixed +910 -$4.9K EDGAR
2011-09-22 SMP Grant (A) +6,250 $0 EDGAR
2010-12-03 SMP Grant (A) +5,000 $0 EDGAR
2010-09-23 SMP Grant (A) +1,250 $0 EDGAR
2009-09-25 SMP Grant (A) +1,250 $0 EDGAR
2008-09-09 SMP Grant (A) +1,250 $0 EDGAR
2008-03-14 SMP Buy (P) +1,000 $6.0K EDGAR
2007-10-29 SMP Grant (A) +1,250 $0 EDGAR
Showing 3140 of 40
Page 4 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.