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Richard A Novak

CIK 1352542 · Principal Accounting Officer · last filed 2026-03-06

Richard A Novak is a Principal Accounting Officer who has filed 58 SEC Form 4 insider transactions across 4 companies since 2013. The most recent filing, for FHI, was dated Mar 6, 2026. Across all open-market trades the lifetime net is −$3.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.00M

Companies

4

Total Filings

58

Lifetime Open-Market Net

-$2.96M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FHI Principal Accounting Officer 42,633 $63.95 $2.73M -$1.99M 19 2026-03-06
FEDERATED HERMES, INC. (FII) Delisted Principal Accounting Officer 48,180 — — -$623.8K 9 2019-11-19
RWT Principal Accounting Officer 56,714 $4.83 $273.9K -$253.6K 14 2019-04-01
FEDERATED HERMES, INC. (PETM) Delisted Principal Accounting Officer 43,263 — — -$91.5K 9 2015-03-09

Recent Filings

58 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-03-06 FHI Mixed +1,709 -$49.0K EDGAR
2026-03-05 FHI Notice (144) −867 -$49.0K EDGAR
2026-02-18 FHI Notice (144) −14,000 -$773.5K EDGAR
2026-02-18 FHI Sell (S) −14,000 -$773.5K EDGAR
2025-11-20 FHI Mixed +1,251 -$52.3K EDGAR
2025-11-19 FHI Notice (144) −1,249 -$59.8K EDGAR
2025-03-06 FHI Mixed +2,412 -$33.0K EDGAR
2025-03-04 FHI Notice (144) −862 -$33.0K EDGAR
2024-11-20 FHI Mixed +3,637 -$41.5K EDGAR
2024-11-19 FHI Notice (144) −1,363 -$56.5K EDGAR
Showing 1–10 of 58
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.