Richard A Novak
CIK 1352542 · Principal Accounting Officer · last filed 2026-03-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.02M
Companies
4
Total Filings
58
Lifetime Open-Market Net
-$2.96M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FHI | Principal Accounting Officer | 42,633 | $64.52 | $2.75M | -$1.99M | 19 | 2026-03-06 |
| FEDERATED HERMES, INC. (FII) Delisted | Principal Accounting Officer | 48,180 | — | — | -$623.8K | 9 | 2019-11-19 |
| RWT | Principal Accounting Officer | 56,714 | $4.80 | $272.5K | -$253.6K | 14 | 2019-04-01 |
| FEDERATED HERMES, INC. (PETM) Delisted | Principal Accounting Officer | 43,263 | — | — | -$91.5K | 9 | 2015-03-09 |
Recent Filings · Page 4 of 6
58 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-03-06 | RWT | Sell (S) | −500 | -$14.9K | EDGAR |
| 2018-11-16 | RWT | Grant (A) | +5,000 | $15.0K | EDGAR |
| 2018-11-05 | RWT | Sell (S) | −1,107 | -$27.7K | EDGAR |
| 2018-03-08 | RWT | Mixed | +1,945 | -$11.6K | EDGAR |
| 2017-11-17 | RWT | Grant (A) | +5,000 | $15.0K | EDGAR |
| 2017-11-03 | RWT | Sell (S) | −761 | -$23.9K | EDGAR |
| 2017-08-04 | RWT | Sell (S) | −261 | -$7.3K | EDGAR |
| 2017-06-27 | RWT | Sell (S) | −2,700 | -$74.8K | EDGAR |
| 2017-03-07 | RWT | Mixed | +1,608 | -$5.8K | EDGAR |
| 2016-11-21 | RWT | Grant (A) | +5,000 | $15.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.