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Daniel Rosenberg

CIK 1352791 · last filed 2014-07-02

Daniel Rosenberg is a corporate insider who has filed 1 SEC Form 4 insider transactions across 1 company since 2014. The most recent filing, for ADPT, was dated Jul 2, 2014. Across all open-market trades the lifetime net is −$12.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $82.8K across reported positions. 4 SEC filings were submitted jointly with Sterling Fund Management Holdings, L.P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$82.8K

Companies

1

Total Filings

1

Lifetime Open-Market Net

-$12.83M

Filer Profile

Reported Address
C/O STERLING PARTNERS
401 NORTH MICHIGAN AVENUE, SUITE 3300
CHICAGO, IL 60611
Related Filers
Sterling Fund Management Holdings, L.P. — 4 joint filings, latest 2017-01-05
Sterling Fund Management LLC — 4 joint filings, latest 2017-01-05
DOUGLAS L BECKER — 3 joint filings, latest 2016-11-09
SARIC RULDOLF CHRISTOPHER HOEHN — 3 joint filings, latest 2016-11-09
Daniel J. Hosler — 3 joint filings, latest 2015-05-13
SC Partners III, L.P. — 3 joint filings, latest 2016-11-09
SCP III AIV THREE-FCER Conduit, L.P. — 3 joint filings, latest 2016-11-09
SCP III AIV THREE-FCER, L.P. — 3 joint filings, latest 2016-11-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ADPT Director 3,410 $24.28 $82.8K -$12.83M 1 2014-07-02

Recent Filings

1 filing
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-07-02 ADPT Mixed −627,172 -$12.83M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.