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Sterling Fund Management LLC

CIK 1611545 · last filed 2024-09-12

Sterling Fund Management LLC is a corporate insider who has filed 3 SEC Form 4 insider transactions across 2 companies since 2016. Current disclosed insider exposure totals $50.3M across reported positions. The firm reports its address in Chicago, IL. 4 SEC filings were submitted jointly with Daniel Rosenberg.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$50.35M

Companies

2

Total Filings

3

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
C/O STERLING PARTNERS
167 N. GREEN STREET, 4TH FLOOR
CHICAGO, IL 60607
Phone
(312) 465-7000
State of Incorporation
DE
Related Filers
Daniel Rosenberg — 4 joint filings, latest 2017-01-05
Sterling Fund Management Holdings, L.P. — 4 joint filings, latest 2017-01-05
Daniel J. Hosler — 1 joint filings, latest 2014-06-25
SC Partners II, L.P. — 1 joint filings, latest 2017-01-31
SC Partners III, L.P. — 1 joint filings, latest 2017-01-31
Sterling Capital Partners II, LLC — 1 joint filings, latest 2017-01-31
Sterling Capital Partners III, LLC — 1 joint filings, latest 2017-01-31
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LAUR 10%+ Owner 13,620 $36.76 $500.7K $0 1 2021-06-02
ADPT 10%+ Owner 2,053,094 $24.28 $49.85M $0 1 2016-01-06

Recent Filings

3 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-09-12 — Disp (D) −141,687,978 $0
2021-06-02 LAUR Other (J) +13,620 $0 EDGAR
2016-01-06 ADPT Grant (A) +5,484 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.