Warren H Haruki
CIK 1356116 · CHAIRMAN & CEO · last filed 2023-05-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$9.00M
Companies
2
Total Filings
77
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MLP | CHAIRMAN & CEO | 544,340 | $16.54 | $9.00M | $0 | 70 | 2023-05-23 |
| Hawaiian Telcom Holdco, Inc. (HCOM) Delisted | Director | 11,782 | $14.54 | $171.4K | $0 | 7 | 2016-07-18 |
Recent Filings · Page 5 of 8
77 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-03-04 | Hawaiian Telcom Holdco, Inc. (HCOM) Delisted | Grant (A) | +2,646 | $0 | EDGAR |
| 2016-01-04 | MLP | Tax (F) | −933 | -$5.1K | EDGAR |
| 2015-10-02 | MLP | Tax (F) | −933 | -$4.9K | EDGAR |
| 2015-07-02 | MLP | Tax (F) | −933 | -$5.3K | EDGAR |
| 2015-03-19 | MLP | Mixed | +51,096 | $316.8K | EDGAR |
| 2015-03-11 | Hawaiian Telcom Holdco, Inc. (HCOM) Delisted | Grant (A) | +2,498 | $0 | EDGAR |
| 2014-07-02 | MLP | Tax (F) | −4,160 | -$28.5K | EDGAR |
| 2014-03-12 | Hawaiian Telcom Holdco, Inc. (HCOM) Delisted | Grant (A) | +1,541 | $0 | EDGAR |
| 2014-02-13 | MLP | Mixed | +10,005 | $60.7K | EDGAR |
| 2014-01-03 | MLP | Tax (F) | −3,094 | -$18.8K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.