RICHARD H DOZER
CIK 1364761 · last filed 2024-03-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.66M
Companies
4
Total Filings
48
Lifetime Open-Market Net
-$198.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PRSU | Director | 41,469 | $51.58 | $2.14M | -$61.6K | 24 | 2024-03-05 |
| KNX | Director | 20,998 | $72.33 | $1.52M | $0 | 3 | 2019-05-31 |
| Knight-Swift Transportation Holdings Inc. (SWFT) Delisted | Director | 14,963 | — | — | -$136.8K | 10 | 2017-05-25 |
| RBA | Director | 0 | $109.16 | $0 | $0 | 1 | 2017-02-02 |
Recent Filings · Page 2 of 5
48 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-02-25 | PRSU | Tax (F) | −571 | -$35.5K | EDGAR |
| 2019-10-03 | — | Grant (A) | +3,286 | $0 | |
| 2019-05-31 | KNX | Grant (A) | +1,189 | $0 | EDGAR |
| 2019-02-27 | PRSU | Mixed | +373 | -$93.3K | EDGAR |
| 2018-10-02 | — | Grant (A) | +3,426 | $0 | |
| 2018-06-11 | KNX | Exer (M) | +2,880 | $44.0K | EDGAR |
| 2018-06-04 | KNX | Grant (A) | +1,966 | $0 | EDGAR |
| 2018-02-28 | PRSU | Mixed | +1,473 | -$38.8K | EDGAR |
| 2017-05-25 | Knight-Swift Transportation Holdings Inc. (SWFT) Delisted | Grant (A) | +5,210 | $125.0K | EDGAR |
| 2017-05-03 | Knight-Swift Transportation Holdings Inc. (SWFT) Delisted | Sell (S) | −1,833 | -$44.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.