RICHARD H DOZER

CIK 1364761 · last filed 2024-03-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.66M

Companies

4

Total Filings

48

Lifetime Open-Market Net

-$198.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PRSU Director 41,469 $51.58 $2.14M -$61.6K 24 2024-03-05
KNX Director 20,998 $72.33 $1.52M $0 3 2019-05-31
Knight-Swift Transportation Holdings Inc. (SWFT) Delisted Director 14,963 -$136.8K 10 2017-05-25
RBA Director 0 $109.16 $0 $0 1 2017-02-02

Recent Filings · Page 3 of 5

48 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-02-27 PRSU Tax (F) −934 -$44.7K EDGAR
2017-02-23 PRSU Grant (A) +2,107 $0 EDGAR
2017-02-02 RBA Disp (D) −38,100 -$381.0K EDGAR
2016-08-12 Knight-Swift Transportation Holdings Inc. (SWFT) Delisted Sell (S) −2,282 -$42.5K EDGAR
2016-05-26 Knight-Swift Transportation Holdings Inc. (SWFT) Delisted Grant (A) +6,447 $0 EDGAR
2016-03-01 PRSU Tax (F) −813 -$22.4K EDGAR
2016-02-25 PRSU Grant (A) +3,700 $0 EDGAR
2015-08-14 Grant (A) +12,893 $0
2015-05-28 Knight-Swift Transportation Holdings Inc. (SWFT) Delisted Sell (S) −2,000 -$49.8K EDGAR
2015-05-12 Knight-Swift Transportation Holdings Inc. (SWFT) Delisted Grant (A) +3,532 $0 EDGAR
Showing 2130 of 48
Page 3 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.