James Caci

CIK 1367794 · Chief Financial Officer · last filed 2026-06-16

James Caci is a Chief Financial Officer who has filed 55 SEC Form 4 insider transactions across 2 companies since 2021. The most recent filing shows the insider had shares withheld for taxes covering $93.9K of AVPT on Jun 16, 2026. Across all open-market trades the lifetime net is −$4.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$8.96M

Companies

2

Total Filings

55

Lifetime Open-Market Net

-$4.40M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AVPT Chief Financial Officer 700,374 $12.79 $8.96M -$3.29M 13 2026-06-16
AvePoint, Inc. (AVPTW) Delisted Chief Financial Officer 671,790 $5.15 $3.46M -$1.11M 39 2025-06-24

Recent Filings

55 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-16 AVPT Tax (F) −8,637 -$93.9K EDGAR
2026-06-09 AVPT Tax (F) −5,714 -$61.4K EDGAR
2026-03-24 AVPT Tax (F) −2,823 -$29.1K EDGAR
2026-03-18 AVPT Grant (A) +294,677 $0 EDGAR
2026-03-17 AVPT Tax (F) −16,186 -$168.8K EDGAR
2026-03-09 AVPT Mixed −230 -$2.6K EDGAR
2025-12-23 AVPT Tax (F) −2,823 -$39.4K EDGAR
2025-12-16 AVPT Tax (F) −6,120 -$85.0K EDGAR
2025-12-09 AVPT Tax (F) −3,957 -$53.0K EDGAR
2025-09-23 AVPT Tax (F) −2,823 -$44.2K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.