James Caci
CIK 1367794 · Chief Financial Officer · last filed 2026-06-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$8.96M
Companies
2
Total Filings
55
Lifetime Open-Market Net
-$4.40M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AVPT | Chief Financial Officer | 700,374 | $12.79 | $8.96M | -$3.29M | 13 | 2026-06-16 |
| AvePoint, Inc. (AVPTW) Delisted | Chief Financial Officer | 671,790 | $5.15 | $3.46M | -$1.11M | 39 | 2025-06-24 |
Recent Filings · Page 2 of 6
55 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-09-22 | AVPT | Sell (S) | −216,000 | -$3.29M | EDGAR |
| 2025-09-16 | AVPT | Tax (F) | −6,120 | -$95.5K | EDGAR |
| 2025-09-09 | AVPT | Tax (F) | −3,957 | -$64.4K | EDGAR |
| 2025-06-24 | AvePoint, Inc. (AVPTW) Delisted | Tax (F) | −2,823 | -$50.7K | EDGAR |
| 2025-06-17 | AvePoint, Inc. (AVPTW) Delisted | Tax (F) | −6,120 | -$113.8K | EDGAR |
| 2025-06-09 | AvePoint, Inc. (AVPTW) Delisted | Tax (F) | −3,957 | -$75.0K | EDGAR |
| 2025-03-25 | AvePoint, Inc. (AVPTW) Delisted | Tax (F) | −2,824 | -$42.5K | EDGAR |
| 2025-03-18 | AvePoint, Inc. (AVPTW) Delisted | Grant (A) | +136,425 | $2.00M | EDGAR |
| 2025-03-17 | AvePoint, Inc. (AVPTW) Delisted | Tax (F) | −6,120 | -$84.4K | EDGAR |
| 2025-03-07 | AvePoint, Inc. (AVPTW) Delisted | Tax (F) | −15,825 | -$242.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.