Insider transactions

Sheldon M Stone

CIK 1372676 · Principal · last filed 2019-10-02

Sheldon M Stone is a Principal who has filed 15 SEC Form 4 insider transactions across 1 company since 2012. The most recent filing, for OAK, was dated Oct 2, 2019. 16 SEC filings were submitted jointly with Oaktree Capital Group, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$0
Companies
1
Total Filings
15
Lifetime Open-Market Net
$0

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

OAK price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
C/O OAKTREE CAPITAL MANAGEMENT
333 SOUTH GRAND 28TH FLOOR
LOS ANGELES, CA 90071
Formerly Known As
Stone Sheldon (2006–2006)
Related Filers
Oaktree Capital Group, LLC — 16 joint filings, latest 2019-10-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Brookfield Oaktree Holdings, LLC (OAK) Delisted Principal 251,009 — — $0 15 2019-10-02

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-10-02 Brookfield Oaktree Holdings, LLC (OAK) Delisted Disp (D) +101,009 $0 EDGAR
2019-05-17 Brookfield Oaktree Holdings, LLC (OAK) Delisted Mixed — $0 EDGAR
2018-08-10 Brookfield Oaktree Holdings, LLC (OAK) Delisted Mixed — $0 EDGAR
2018-02-15 Brookfield Oaktree Holdings, LLC (OAK) Delisted Exer (M) — $0 EDGAR
2017-08-21 Brookfield Oaktree Holdings, LLC (OAK) Delisted Mixed — $0 EDGAR
2017-03-01 Brookfield Oaktree Holdings, LLC (OAK) Delisted Gift (G) — $0 EDGAR
2015-11-23 Brookfield Oaktree Holdings, LLC (OAK) Delisted Mixed — $0 EDGAR
2015-11-18 Brookfield Oaktree Holdings, LLC (OAK) Delisted Exer (M) +100,000 $0 EDGAR
2015-03-12 Brookfield Oaktree Holdings, LLC (OAK) Delisted Exer (M) — $0 EDGAR
2015-03-09 Brookfield Oaktree Holdings, LLC (OAK) Delisted Exer (M) — $0 EDGAR
Showing 1–10 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.