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John E Toffolon Jr

CIK 1375325 · Chief Financial Officer · last filed 2013-05-06

John E Toffolon Jr is a Chief Financial Officer who has filed 31 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for COWN, was dated May 6, 2013. Across all open-market trades the lifetime net is +$83.5K, making them a net buyer over the disclosed history. 13 SEC filings were submitted jointly with Cowen Holdings, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

4

Total Filings

31

Lifetime Open-Market Net

$83.5K

Filer Profile

Reported Address
COWEN GROUP, INC.
1221 AVENUE OF THE AMERICAS
NEW YORK, NY 10020
Related Filers
Cowen Holdings, Inc. — 13 joint filings, latest 2009-11-03
COWEN INC. — 6 joint filings, latest 2013-05-06
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
COWEN INC. (COWN) Delisted Director 34,421 $38.99 $1.34M $275.8K 15 2013-05-06
Westway Group, Inc. (WWAY) Delisted Director 64,861 — — $0 4 2012-07-09
Westway Group, Inc. (WWAYW) Delisted Director 58,900 — — -$192.3K 9 2010-08-31
COWEN INC. (COWND) Delisted Director 50,000 — — $0 1 2009-11-03

Recent Filings

31 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-05-06 COWEN INC. (COWN) Delisted Grant (A) +30,016 $0 EDGAR
2012-07-09 Westway Group, Inc. (WWAY) Delisted Other (J) +420 $2.6K EDGAR
2012-05-25 Westway Group, Inc. (WWAY) Delisted Mixed +59,576 $1 EDGAR
2012-05-08 COWEN INC. (COWN) Delisted Grant (A) +28,986 $0 EDGAR
2012-04-09 Westway Group, Inc. (WWAY) Delisted Other (J) +33 $189 EDGAR
2012-01-06 Westway Group, Inc. (WWAY) Delisted Other (J) +82 $374 EDGAR
2011-05-09 COWEN INC. (COWN) Delisted Grant (A) +18,824 $0 EDGAR
2010-08-31 Westway Group, Inc. (WWAYW) Delisted Mixed — $0 EDGAR
2010-06-29 Westway Group, Inc. (WWAYW) Delisted Sell (S) −25,000 -$100.2K EDGAR
2010-06-01 Westway Group, Inc. (WWAYW) Delisted Sell (S) −3,793 -$14.2K EDGAR
Showing 1–10 of 31
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.