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Chong Guk Kum

CIK 1392539 · Chief Executive Officer · last filed 2018-06-29

Chong Guk Kum is a Chief Executive Officer who has filed 21 SEC Form 4 insider transactions across 1 company since 2013. The most recent filing, for HAFC, was dated Jun 29, 2018. Across all open-market trades the lifetime net is +$791.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.20M

Companies

1

Total Filings

21

Lifetime Open-Market Net

$791.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HAFC Chief Executive Officer 100,849 $31.69 $3.20M $791.8K 11 2018-06-29

Recent Filings

21 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-06-29 HAFC Grant (A) +11 $0 EDGAR
2017-12-19 HAFC Grant (A) +35 $0 EDGAR
2017-04-03 HAFC Disp (D) −7,835 -$242.9K EDGAR
2017-03-24 HAFC Grant (A) +24,753 $0 EDGAR
2015-08-31 HAFC Tax (F) −4,883 -$117.8K EDGAR
2015-08-28 HAFC Mixed +1,365 -$17.5K EDGAR
2014-07-25 HAFC Buy (P) +8,750 $183.3K EDGAR
2013-09-23 HAFC Buy (P) +1,821 $30.1K EDGAR
2013-09-12 HAFC Buy (P) +20,000 $323.4K EDGAR
2013-08-30 HAFC Grant (A) +41,832 $0 EDGAR
Showing 1–10 of 21
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.