Chong Guk Kum
CIK 1392539 · Chief Executive Officer · last filed 2018-06-29
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.20M
Companies
1
Total Filings
21
Lifetime Open-Market Net
$791.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HAFC | Chief Executive Officer | 100,849 | $31.69 | $3.20M | $791.8K | 11 | 2018-06-29 |
Recent Filings · Page 2 of 3
21 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-07-31 | HAFC | Buy (P) | +15,000 | $254.9K | EDGAR |
| 2013-05-31 | — | Disp (D) | −419,294 | $0 | |
| 2013-05-31 | — | Exer (M) | +29,592 | $145.9K | |
| 2013-03-22 | — | Tax (F) | −14,000 | -$118.9K | |
| 2012-03-22 | — | Buy (P) | +28,356 | $150.0K | |
| 2011-07-21 | — | Buy (P) | +300,000 | $1.12M | |
| 2010-03-25 | — | Buy (P) | +10,000 | $25.0K | |
| 2009-03-04 | — | Grant (A) | +13,805 | $0 | |
| 2008-06-20 | — | Mixed | — | $0 | |
| 2007-08-13 | — | Buy (P) | +1,500 | $16.1K |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.