Alex Hsu
CIK 1392940 · Chief Operating Officer · last filed 2021-02-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$42.24M
Companies
1
Total Filings
21
Lifetime Open-Market Net
-$568.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SMCI | Chief Operating Officer | 1,746,940 | $24.18 | $42.24M | -$568.0K | 21 | 2021-02-18 |
Recent Filings · Page 2 of 3
21 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-02-12 | SMCI | Mixed | +100 | -$2.0K | EDGAR |
| 2019-12-30 | SMCI | Mixed | +1,012 | -$12.9K | EDGAR |
| 2019-11-19 | SMCI | Mixed | +46 | -$554 | EDGAR |
| 2008-06-24 | SMCI | Gift (G) | −6,000 | $0 | EDGAR |
| 2008-02-29 | SMCI | Gift (G) | −5,300 | $0 | EDGAR |
| 2008-01-30 | SMCI | Grant (A) | — | $0 | EDGAR |
| 2007-12-03 | SMCI | Sell (S) | −8,720 | -$76.0K | EDGAR |
| 2007-11-21 | SMCI | Sell (S) | −30,000 | -$276.3K | EDGAR |
| 2007-11-09 | SMCI | Exer (M) | +38,962 | $75.0K | EDGAR |
| 2007-11-06 | SMCI | Sell (S) | −24,700 | -$215.8K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.