Michael Rothenberg

CIK 1393832 · last filed 2017-01-18

Michael Rothenberg is a corporate insider who has filed 6 SEC Form 4 insider transactions across 1 company since 2017. The most recent filing shows the insider sold $6.7K of CSWC on Jan 18, 2017. Across all open-market trades the lifetime net is −$1.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $35.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$35.86M

Companies

1

Total Filings

6

Lifetime Open-Market Net

-$1.60M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CSWC	10%+ Owner	1,529,071	$23.45	$35.86M	-$1.60M	2	2017-01-18

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2017-01-18	CSWC	Sell (S)	−400	-$6.7K	EDGAR
2017-01-06	CSWC	Sell (S)	−94,872	-$1.59M	EDGAR
2014-01-14	—	Disp (D)	−1,339,175	$0
2013-10-04	—	Grant (A)	+515	$7.5K
2013-07-03	—	Grant (A)	+533	$7.5K
2013-06-14	—	Grant (A)	—	$0

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.