Parag Shah
CIK 1395073 · Senior Managing Director · last filed 2014-12-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.21M
Companies
2
Total Filings
154
Lifetime Open-Market Net
-$5.45M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Hercules Capital, Inc. (HTGZ) Delisted | Senior Managing Director | 249,562 | — | — | -$2.58M | 105 | 2014-12-08 |
| HTGC | Senior Managing Director | 268,030 | $15.72 | $4.21M | -$2.87M | 49 | 2012-04-25 |
Recent Filings · Page 16 of 16
154 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-08-19 | HTGC | Grant (A) | +5,000 | $0 | EDGAR |
| 2008-08-11 | HTGC | Grant (A) | +5,000 | $0 | EDGAR |
| 2008-06-13 | HTGC | Buy (P) | +750 | $7.5K | EDGAR |
| 2008-02-27 | HTGC | Grant (A) | +36,000 | $0 | EDGAR |
Showing 151–154 of 154
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Page 16 of 16
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.