Home

Aviv Efrat

CIK 1396916 · CFO and Treasurer · last filed 2020-03-25

Aviv Efrat is a CFO and Treasurer who has filed 27 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $58.5K of PNNTG on Mar 25, 2020. Across all open-market trades the lifetime net is +$1.8M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$1.16M

Companies

4

Total Filings

27

Lifetime Open-Market Net

$1.76M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PENNANTPARK INVESTMENT CORP (PNNTG) Delisted CFO and Treasurer 162,203 $25.08 $4.07M $118.3K 2 2020-03-25
PFLT Chief Financial Officer 109,000 $7.40 $806.6K $947.3K 9 2020-03-25
PNNT CFO and Treasurer 106,102 $3.35 $355.4K $305.9K 13 2017-12-05
PENNANTPARK INVESTMENT CORP (PNTA) Delisted CFO and Treasurer 96,102 — — $383.7K 3 2016-11-28

Recent Filings

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-25 PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Buy (P) +29,100 $58.5K EDGAR
2020-03-25 PFLT Buy (P) +18,050 $70.4K EDGAR
2020-03-24 PFLT Buy (P) +28,800 $125.6K EDGAR
2020-03-23 PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Buy (P) +27,000 $59.9K EDGAR
2020-03-03 PFLT Buy (P) +17,000 $183.8K EDGAR
2019-05-20 PFLT Buy (P) +8,200 $98.8K EDGAR
2019-05-16 PFLT Buy (P) +8,200 $98.8K EDGAR
2017-12-05 PNNT Buy (P) +10,000 $71.4K EDGAR
2016-11-28 PENNANTPARK INVESTMENT CORP (PNTA) Delisted Buy (P) +28,000 $198.1K EDGAR
2015-11-18 PENNANTPARK INVESTMENT CORP (PNTA) Delisted Buy (P) +10,000 $65.0K EDGAR
Showing 1–10 of 27
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.