Insider transactions

Aviv Efrat

CIK 1396916 · CFO and Treasurer · last filed 2020-03-25

Aviv Efrat is a CFO and Treasurer who has filed 27 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $58.5K of PNNTG on Mar 25, 2020. Across all open-market trades the lifetime net is +$1.8M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions. 19 SEC filings were submitted jointly with PENNANTPARK INVESTMENT CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure
$1.09M
Companies
4
Total Filings
27
Lifetime Open-Market Net
$1.76M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address
C/O PENNANTPARK INVESTMENT CORPORATION
445 PARK AVENUE, 10TH FLOOR
NEW YORK, NY 10022
Related Filers
PENNANTPARK INVESTMENT CORP — 19 joint filings, latest 2020-03-25
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PENNANTPARK INVESTMENT CORP (PNNTG) Delisted CFO and Treasurer 162,203 $25.08 $4.07M $118.3K 2 2020-03-25
PFLT Chief Financial Officer 109,000 $6.80 $741.7K $947.3K 9 2020-03-25
PNNT CFO and Treasurer 106,102 $3.24 $343.8K $305.9K 13 2017-12-05
PENNANTPARK INVESTMENT CORP (PNTA) Delisted CFO and Treasurer 96,102 — — $383.7K 3 2016-11-28

Recent Filings

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-25 PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Buy (P) +29,100 $58.5K EDGAR
2020-03-25 PFLT Buy (P) +18,050 $70.4K EDGAR
2020-03-24 PFLT Buy (P) +28,800 $125.6K EDGAR
2020-03-23 PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Buy (P) +27,000 $59.9K EDGAR
2020-03-03 PFLT Buy (P) +17,000 $183.8K EDGAR
2019-05-20 PFLT Buy (P) +8,200 $98.8K EDGAR
2019-05-16 PFLT Buy (P) +8,200 $98.8K EDGAR
2017-12-05 PNNT Buy (P) +10,000 $71.4K EDGAR
2016-11-28 PENNANTPARK INVESTMENT CORP (PNTA) Delisted Buy (P) +28,000 $198.1K EDGAR
2015-11-18 PENNANTPARK INVESTMENT CORP (PNTA) Delisted Buy (P) +10,000 $65.0K EDGAR
Showing 1–10 of 27
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.