Aviv Efrat
CIK 1396916 · CFO and Treasurer · last filed 2020-03-25
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.16M
Companies
4
Total Filings
27
Lifetime Open-Market Net
$1.76M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PENNANTPARK INVESTMENT CORP (PNNTG) Delisted | CFO and Treasurer | 162,203 | $25.08 | $4.07M | $118.3K | 2 | 2020-03-25 |
| PFLT | Chief Financial Officer | 109,000 | $7.40 | $806.6K | $947.3K | 9 | 2020-03-25 |
| PNNT | CFO and Treasurer | 106,102 | $3.35 | $355.4K | $305.9K | 13 | 2017-12-05 |
| PENNANTPARK INVESTMENT CORP (PNTA) Delisted | CFO and Treasurer | 96,102 | — | — | $383.7K | 3 | 2016-11-28 |
Recent Filings · Page 2 of 3
27 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-08-21 | PFLT | Buy (P) | +15,000 | $192.8K | EDGAR |
| 2015-02-10 | PENNANTPARK INVESTMENT CORP (PNTA) Delisted | Buy (P) | +12,632 | $120.5K | EDGAR |
| 2013-05-22 | PFLT | Buy (P) | +8,000 | $115.6K | EDGAR |
| 2012-05-16 | PNNT | Buy (P) | +2,000 | $19.7K | EDGAR |
| 2011-12-02 | PFLT | Buy (P) | +3,000 | $31.6K | EDGAR |
| 2011-08-10 | PFLT | Buy (P) | +2,750 | $29.9K | EDGAR |
| 2010-11-22 | PNNT | Buy (P) | +2,000 | $22.4K | EDGAR |
| 2010-08-13 | PNNT | Buy (P) | +1,500 | $15.3K | EDGAR |
| 2010-05-07 | PNNT | Buy (P) | +2,000 | $19.2K | EDGAR |
| 2010-02-23 | PNNT | Buy (P) | +1,900 | $19.8K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.