Aviv Efrat
CIK 1396916 · CFO and Treasurer · last filed 2020-03-25
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.16M
Companies
4
Total Filings
27
Lifetime Open-Market Net
$1.76M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PENNANTPARK INVESTMENT CORP (PNNTG) Delisted | CFO and Treasurer | 162,203 | $25.08 | $4.07M | $118.3K | 2 | 2020-03-25 |
| PFLT | Chief Financial Officer | 109,000 | $7.40 | $806.6K | $947.3K | 9 | 2020-03-25 |
| PNNT | CFO and Treasurer | 106,102 | $3.35 | $355.4K | $305.9K | 13 | 2017-12-05 |
| PENNANTPARK INVESTMENT CORP (PNTA) Delisted | CFO and Treasurer | 96,102 | — | — | $383.7K | 3 | 2016-11-28 |
Recent Filings · Page 3 of 3
27 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-12-09 | PNNT | Buy (P) | +2,000 | $17.9K | EDGAR |
| 2009-08-17 | PNNT | Buy (P) | +2,000 | $16.5K | EDGAR |
| 2009-05-26 | PNNT | Buy (P) | +2,000 | $13.0K | EDGAR |
| 2009-02-20 | PNNT | Buy (P) | +5,000 | $14.9K | EDGAR |
| 2008-12-08 | PNNT | Buy (P) | +4,700 | $17.8K | EDGAR |
| 2008-02-29 | PNNT | Buy (P) | +3,150 | $30.3K | EDGAR |
| 2007-12-17 | PNNT | Buy (P) | +3,000 | $27.6K | EDGAR |
Showing 21–27 of 27
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.