Jacob Capital, L.L.C.

CIK 1413809 · last filed 2017-07-31

Jacob Capital, L.L.C. is a corporate insider who has filed 9 SEC Form 4 insider transactions across 2 companies since 2009. The firm reports its address in Chicago, IL. 33 SEC filings were submitted jointly with Victory Park Capital Advisors, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

2

Total Filings

9

Lifetime Open-Market Net

$0

Filer Profile

Reported Address

227 WEST MONROE STREET, SUITE 3900
CHICAGO, IL 60606

Phone

(312) 479-4947

Related Filers

Victory Park Capital Advisors, LLC — 33 joint filings, latest 2017-07-31

Richard N Levy — 32 joint filings, latest 2017-07-31

Victory Park Master Fund, Ltd. — 18 joint filings, latest 2012-08-15

Victory Park GP II, LLC — 9 joint filings, latest 2013-06-13

Victory Park Special Situations Master Fund, Ltd. — 6 joint filings, latest 2010-03-26

RNL VPC, LLC — 5 joint filings, latest 2013-06-13

Victory Park Credit Opportunities Intermediate Fund, L.P. — 4 joint filings, latest 2013-06-13

Victory Park GP, LLC — 4 joint filings, latest 2013-06-13

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
China Holdings Acquisition Corp. (HOL.WS) Delisted		0	—	—	$0	1	2009-11-25
Ultimate Escapes, Inc. (UEI.WS) Delisted		0	—	—	$0	1	2009-11-02

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2017-07-31	—	Other (J)	—	$0
2013-06-13	—	Disp (D)	—	$0
2012-07-18	—	Other (J)	—	$0
2011-07-05	—	Other (J)	—	$0
2010-03-26	—	Mixed	−19,507,060	-$23.80M
2009-11-25	China Holdings Acquisition Corp. (HOL.WS) Delisted	Disp (D)	−15,408,948	-$152.36M	EDGAR
2009-11-02	Ultimate Escapes, Inc. (UEI.WS) Delisted	Disp (D)	−6,245,520	-$50.09M	EDGAR
2009-10-09	—	Mixed	+38,623,620	$38.2K
2008-12-01	—	Buy (P)	+118,000	$104.5K

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.