Richard N Levy
CIK 1413810 · last filed 2023-12-29
Richard N Levy is a corporate insider who has filed 32 SEC Form 4 insider transactions across 4 companies since 2021. The most recent filing shows the insider sold $1.0M of BKKT.WS on Dec 29, 2023. Across all open-market trades the lifetime net is −$7.2M, making them a net seller over the disclosed history. 34 SEC filings were submitted jointly with VPC Impact Acquisition Holdings Sponsor, LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
BKKT.WS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
CHICAGO, IL 60606
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Bakkt, Inc. (BKKT.WS) Delisted | Director | 2,195,441 | $0.01 | $13.2K | -$7.24M | 16 | 2023-12-29 |
| Bakkt, Inc. (VIHAW) Delisted | Director | 5,124,300 | $1.66 | $8.51M | $0 | 1 | 2021-10-15 |
| VPC Impact Acquisition Holdings II (VPCBW) Delisted | 10%+ Owner | — | $0.00 | — | $0 | 1 | 2021-04-29 |
| VPC Impact Acquisition Holdings II (VPCBU) Delisted | 10%+ Owner | — | $10.26 | — | $0 | 2 | 2021-04-21 |
Recent Filings
32 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-12-29 | Bakkt, Inc. (BKKT.WS) Delisted | Sell (S) | −393,125 | -$1.01M | EDGAR |
| 2023-12-28 | Bakkt, Inc. (BKKT.WS) Delisted | Sell (S) | −360,544 | -$832.7K | EDGAR |
| 2023-12-27 | Bakkt, Inc. (BKKT.WS) Delisted | Sell (S) | −753,001 | -$1.70M | EDGAR |
| 2023-12-19 | Bakkt, Inc. (BKKT.WS) Delisted | Sell (S) | −144,484 | -$290.5K | EDGAR |
| 2023-12-06 | Bakkt, Inc. (BKKT.WS) Delisted | Sell (S) | −40,283 | -$82.8K | EDGAR |
| 2023-12-05 | Bakkt, Inc. (BKKT.WS) Delisted | Sell (S) | −276,898 | -$568.8K | EDGAR |
| 2023-12-04 | Bakkt, Inc. (BKKT.WS) Delisted | Sell (S) | −182,819 | -$384.7K | EDGAR |
| 2023-07-14 | Bakkt, Inc. (BKKT.WS) Delisted | Sell (S) | −400,000 | -$659.9K | EDGAR |
| 2023-07-11 | Bakkt, Inc. (BKKT.WS) Delisted | Sell (S) | −200,000 | -$315.5K | EDGAR |
| 2023-04-03 | Bakkt, Inc. (BKKT.WS) Delisted | Sell (S) | −20,000 | -$33.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.