Richard N Levy

CIK 1413810 · last filed 2023-12-29

Richard N Levy is a corporate insider who has filed 32 SEC Form 4 insider transactions across 4 companies since 2021. The most recent filing shows the insider sold $2.0M of BKKT.WS on Dec 29, 2023. Across all open-market trades the lifetime net is −$14.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $25.2K across reported positions. 34 SEC filings were submitted jointly with VPC Impact Acquisition Holdings Sponsor, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$25.2K

Companies

4

Total Filings

32

Lifetime Open-Market Net

-$14.48M

Filer Profile

Reported Address

227 WEST MONROE STREET, SUITE 3900
CHICAGO, IL 60606

Related Filers

VPC Impact Acquisition Holdings Sponsor, LLC — 34 joint filings, latest 2023-12-29

Jacob Capital, L.L.C. — 32 joint filings, latest 2017-07-31

Victory Park Capital Advisors, LLC — 31 joint filings, latest 2017-07-31

Victory Park Master Fund, Ltd. — 16 joint filings, latest 2012-08-15

Victory Park GP II, LLC — 7 joint filings, latest 2013-06-13

Victory Park Special Situations Master Fund, Ltd. — 6 joint filings, latest 2010-03-26

RNL VPC, LLC — 5 joint filings, latest 2013-06-13

VPC Impact Acquisition Holdings Sponsor III, LLC — 5 joint filings, latest 2022-01-06

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
BKKT.WS	Director	2,195,441	$0.01	$25.2K	-$14.48M	16	2023-12-29
Bakkt, Inc. (VIHAW) Delisted	Director	5,124,300	$1.66	$8.51M	$0	1	2021-10-15
VPC Impact Acquisition Holdings II (VPCBW) Delisted	10%+ Owner	—	$0.00	—	$0	1	2021-04-29
VPC Impact Acquisition Holdings II (VPCBU) Delisted	10%+ Owner	—	$10.26	—	$0	2	2021-04-21

Recent Filings

32 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2023-12-29	BKKT.WS	Sell (S)	−786,250	-$2.01M	EDGAR
2023-12-28	BKKT.WS	Sell (S)	−721,088	-$1.67M	EDGAR
2023-12-27	BKKT.WS	Sell (S)	−1,506,002	-$3.39M	EDGAR
2023-12-19	BKKT.WS	Sell (S)	−288,968	-$581.0K	EDGAR
2023-12-06	BKKT.WS	Sell (S)	−80,566	-$165.5K	EDGAR
2023-12-05	BKKT.WS	Sell (S)	−553,796	-$1.14M	EDGAR
2023-12-04	BKKT.WS	Sell (S)	−365,638	-$769.4K	EDGAR
2023-07-14	BKKT.WS	Sell (S)	−800,000	-$1.32M	EDGAR
2023-07-11	BKKT.WS	Sell (S)	−400,000	-$630.9K	EDGAR
2023-04-03	BKKT.WS	Sell (S)	−40,000	-$66.6K	EDGAR

Showing 1–10 of 32

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.