Richard N Levy
CIK 1413810 · last filed 2023-12-29
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
BKKT.WS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
CHICAGO, IL 60606
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Bakkt, Inc. (BKKT.WS) Delisted | Director | 2,195,441 | $0.01 | $13.2K | -$7.24M | 16 | 2023-12-29 |
| Bakkt, Inc. (VIHAW) Delisted | Director | 5,124,300 | $1.66 | $8.51M | $0 | 1 | 2021-10-15 |
| VPC Impact Acquisition Holdings II (VPCBW) Delisted | 10%+ Owner | — | $0.00 | — | $0 | 1 | 2021-04-29 |
| VPC Impact Acquisition Holdings II (VPCBU) Delisted | 10%+ Owner | — | $10.26 | — | $0 | 2 | 2021-04-21 |
Recent Filings · Page 3 of 4
32 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-05-16 | — | Other (J) | — | $0 | |
| 2013-05-03 | — | Grant (A) | — | $0 | |
| 2012-08-15 | — | Other (J) | — | $0 | |
| 2012-05-03 | — | Grant (A) | — | $0 | |
| 2011-07-05 | — | Other (J) | — | $0 | |
| 2011-06-17 | — | Grant (A) | — | $0 | |
| 2011-02-01 | — | Other (J) | — | $0 | |
| 2010-12-22 | — | Buy (P) | +150,000 | $112.0K | |
| 2010-12-17 | — | Buy (P) | +101,100 | $70.5K | |
| 2010-09-08 | — | Buy (P) | +5,000 | $3.6K |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.