Emmanuel Roman
CIK 1416185 · Co-Chief Executive Officer · last filed 2025-06-03
Emmanuel Roman is a Co-Chief Executive Officer who has filed 23 SEC Form 4 insider transactions across 6 companies since 2007. Across all open-market trades the lifetime net is +$7.5M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $14.0M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$13.99M
6
23
$7.46M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PDO | 251,226 | $12.85 | $3.23M | $4.33M | 3 | 2023-04-14 | |
| PDI | 77,758 | $16.30 | $1.27M | $0 | 1 | 2021-12-15 | |
| PCI | 190,000 | $49.97 | $9.49M | $1.95M | 2 | 2020-02-12 | |
| PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | 0 | $20.26 | $0 | $326.2K | 2 | 2019-11-08 | |
| GLG Partners, Inc. (GLG.WS) Delisted | Co-Chief Executive Officer | 18,338,212 | — | — | $780.3K | 8 | 2009-10-30 |
| EnSync, Inc. (ZBB) Delisted | 10%+ Owner | 1,668,916 | — | — | $77.0K | 1 | 2007-11-08 |
Recent Filings
23 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-06-03 | — | Buy (P) | +190,839 | $2.00M | |
| 2024-11-04 | — | Buy (P) | +95,419 | $1000.0K | |
| 2023-04-14 | PDO | Buy (P) | +100,000 | $1.28M | EDGAR |
| 2022-09-13 | PDO | Buy (P) | +70,000 | $1.05M | EDGAR |
| 2021-12-15 | PDI | Grant (A) | +77,758 | $0 | EDGAR |
| 2021-12-14 | — | Disp (D) | −95,000 | $0 | |
| 2021-01-28 | PDO | Buy (P) | +100,000 | $2.00M | EDGAR |
| 2020-11-20 | — | Buy (P) | +268,817 | $3.00M | |
| 2020-02-12 | PCI | Buy (P) | +95,000 | $0 | EDGAR |
| 2019-11-08 | PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | Sell (S) | −100,000 | -$1.67M | EDGAR |