Emmanuel Roman
CIK 1416185 · Co-Chief Executive Officer · last filed 2025-06-03
Emmanuel Roman is a Co-Chief Executive Officer who has filed 23 SEC Form 4 insider transactions across 6 companies since 2007. Across all open-market trades the lifetime net is +$7.5M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $13.1M across reported positions. 21 SEC filings were submitted jointly with GLG Partners, Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
PDO price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
650 NEWPORT CENTER DRIVE
NEWPORT BEACH, CA 92660
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PDO | 251,226 | $11.77 | $2.96M | $4.33M | 3 | 2023-04-14 | |
| PDI | 77,758 | $14.20 | $1.10M | $0 | 1 | 2021-12-15 | |
| PCI | 190,000 | $47.68 | $9.06M | $1.95M | 2 | 2020-02-12 | |
| PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | 0 | $20.26 | $0 | $326.2K | 2 | 2019-11-08 | |
| GLG Partners, Inc. (GLG.WS) Delisted | Co-Chief Executive Officer | 18,338,212 | — | — | $780.3K | 8 | 2009-10-30 |
| EnSync, Inc. (ZBB) Delisted | 10%+ Owner | 1,668,916 | — | — | $77.0K | 1 | 2007-11-08 |
Recent Filings
23 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-06-03 | — | Buy (P) | +190,839 | $2.00M | |
| 2024-11-04 | — | Buy (P) | +95,419 | $1000.0K | |
| 2023-04-14 | PDO | Buy (P) | +100,000 | $1.28M | EDGAR |
| 2022-09-13 | PDO | Buy (P) | +70,000 | $1.05M | EDGAR |
| 2021-12-15 | PDI | Grant (A) | +77,758 | $0 | EDGAR |
| 2021-12-14 | — | Disp (D) | −95,000 | $0 | |
| 2021-01-28 | PDO | Buy (P) | +100,000 | $2.00M | EDGAR |
| 2020-11-20 | — | Buy (P) | +268,817 | $3.00M | |
| 2020-02-12 | PCI | Buy (P) | +95,000 | $0 | EDGAR |
| 2019-11-08 | PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | Sell (S) | −100,000 | -$1.67M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.