Emmanuel Roman
CIK 1416185 · Co-Chief Executive Officer · last filed 2025-06-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$13.99M
Companies
6
Total Filings
23
Lifetime Open-Market Net
$7.46M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PDO | 251,226 | $12.85 | $3.23M | $4.33M | 3 | 2023-04-14 | |
| PDI | 77,758 | $16.30 | $1.27M | $0 | 1 | 2021-12-15 | |
| PCI | 190,000 | $49.97 | $9.49M | $1.95M | 2 | 2020-02-12 | |
| PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | 0 | $20.26 | $0 | $326.2K | 2 | 2019-11-08 | |
| GLG Partners, Inc. (GLG.WS) Delisted | Co-Chief Executive Officer | 18,338,212 | — | — | $780.3K | 8 | 2009-10-30 |
| EnSync, Inc. (ZBB) Delisted | 10%+ Owner | 1,668,916 | — | — | $77.0K | 1 | 2007-11-08 |
Recent Filings · Page 2 of 3
23 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-09-30 | — | Buy (P) | +279,329 | $3.00M | |
| 2019-02-01 | PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | Buy (P) | +100,000 | $2.00M | EDGAR |
| 2017-03-14 | PCI | Buy (P) | +95,000 | $1.95M | EDGAR |
| 2010-10-18 | — | Mixed | −18,428,412 | -$1.98M | |
| 2009-10-30 | GLG Partners, Inc. (GLG.WS) Delisted | Mixed | −300,000 | $0 | EDGAR |
| 2009-05-14 | GLG Partners, Inc. (GLG.WS) Delisted | Buy (P) | — | $0 | EDGAR |
| 2009-04-07 | GLG Partners, Inc. (GLG.WS) Delisted | Gift (G) | −710,479 | $0 | EDGAR |
| 2009-03-04 | GLG Partners, Inc. (GLG.WS) Delisted | Buy (P) | +12,804 | $28.1K | EDGAR |
| 2009-03-02 | GLG Partners, Inc. (GLG.WS) Delisted | Mixed | +1,150 | $20.6K | EDGAR |
| 2009-02-26 | GLG Partners, Inc. (GLG.WS) Delisted | Buy (P) | +113,320 | $255.5K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.