Emmanuel Roman
CIK 1416185 · Co-Chief Executive Officer · last filed 2025-06-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
PDO price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
650 NEWPORT CENTER DRIVE
NEWPORT BEACH, CA 92660
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PDO | 251,226 | $11.73 | $2.95M | $4.33M | 3 | 2023-04-14 | |
| PDI | 77,758 | $14.21 | $1.10M | $0 | 1 | 2021-12-15 | |
| PCI | 190,000 | $47.68 | $9.06M | $1.95M | 2 | 2020-02-12 | |
| PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | 0 | $20.26 | $0 | $326.2K | 2 | 2019-11-08 | |
| GLG Partners, Inc. (GLG.WS) Delisted | Co-Chief Executive Officer | 18,338,212 | — | — | $780.3K | 8 | 2009-10-30 |
| EnSync, Inc. (ZBB) Delisted | 10%+ Owner | 1,668,916 | — | — | $77.0K | 1 | 2007-11-08 |
Recent Filings · Page 2 of 3
23 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-09-30 | — | Buy (P) | +279,329 | $3.00M | |
| 2019-02-01 | PIMCO Dynamic Income Strategy Fund (NRGX) Delisted | Buy (P) | +100,000 | $2.00M | EDGAR |
| 2017-03-14 | PCI | Buy (P) | +95,000 | $1.95M | EDGAR |
| 2010-10-18 | — | Mixed | −18,428,412 | -$1.98M | |
| 2009-10-30 | GLG Partners, Inc. (GLG.WS) Delisted | Mixed | −300,000 | $0 | EDGAR |
| 2009-05-14 | GLG Partners, Inc. (GLG.WS) Delisted | Buy (P) | — | $0 | EDGAR |
| 2009-04-07 | GLG Partners, Inc. (GLG.WS) Delisted | Gift (G) | −710,479 | $0 | EDGAR |
| 2009-03-04 | GLG Partners, Inc. (GLG.WS) Delisted | Buy (P) | +12,804 | $28.1K | EDGAR |
| 2009-03-02 | GLG Partners, Inc. (GLG.WS) Delisted | Mixed | +1,150 | $20.6K | EDGAR |
| 2009-02-26 | GLG Partners, Inc. (GLG.WS) Delisted | Buy (P) | +113,320 | $255.5K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.