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Brett Kaufman

CIK 1431385 · CFO and Treasurer · last filed 2023-01-05

Brett Kaufman is a CFO and Treasurer who has filed 31 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing shows the insider was granted $50.0K of AFCG on Jan 5, 2023. Across all open-market trades the lifetime net is +$114.3K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $161.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$161.4K

Companies

2

Total Filings

31

Lifetime Open-Market Net

$114.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AFCG CFO and Treasurer 58,254 $2.77 $161.4K $88.6K 7 2023-01-05
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Senior Vice President and CFO 0 — — $25.7K 22 2020-02-19

Recent Filings

31 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-01-05 AFCG Grant (A) +3,211 $50.0K EDGAR
2022-05-13 AFCG Buy (P) +3,000 $50.1K EDGAR
2022-05-02 — Other (J) +5,000 $100.0K
2022-05-02 — Other (J) +5,000 $100.0K
2022-03-21 AFCG Grant (A) +2,000 $38.5K EDGAR
2022-03-21 AFCG Buy (P) +2,000 $38.5K EDGAR
2022-01-13 AFCG Grant (A) — $0 EDGAR
2021-08-17 AFCG Grant (A) +1,000 $20.5K EDGAR
2021-08-10 AFCG Grant (A) +49,043 $0 EDGAR
2020-02-19 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Mixed −318,671 -$1.12M EDGAR
Showing 1–10 of 31
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.