Brett Kaufman
CIK 1431385 · CFO and Treasurer · last filed 2023-01-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$161.4K
Companies
2
Total Filings
31
Lifetime Open-Market Net
$114.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AFCG | CFO and Treasurer | 58,254 | $2.77 | $161.4K | $88.6K | 7 | 2023-01-05 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Senior Vice President and CFO | 0 | — | — | $25.7K | 22 | 2020-02-19 |
Recent Filings · Page 2 of 4
31 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-01-09 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Exer (M) | +50,000 | $45.0K | EDGAR |
| 2019-01-23 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Tax (F) | −2,986 | -$9.3K | EDGAR |
| 2019-01-15 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Tax (F) | −10,106 | -$31.2K | EDGAR |
| 2019-01-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Grant (A) | +60,000 | $0 | EDGAR |
| 2018-03-22 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Mixed | +44,198 | -$32.7K | EDGAR |
| 2018-01-23 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Tax (F) | −3,484 | -$10.9K | EDGAR |
| 2018-01-17 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Mixed | +42,824 | -$23.0K | EDGAR |
| 2017-01-24 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Tax (F) | −3,559 | -$8.0K | EDGAR |
| 2017-01-18 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Mixed | +36,435 | -$8.5K | EDGAR |
| 2016-01-19 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Grant (A) | +40,000 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.