Insider transactions

Jeffrey Grogin

CIK 1440697 · Chief Enterprise Ops Officer · last filed 2021-03-17

Jeffrey Grogin is a Chief Enterprise Ops Officer who has filed 84 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing shows the insider sold $82.8K of PFSI on Mar 17, 2021. Across all open-market trades the lifetime net is −$13.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.27M

Companies

2

Total Filings

84

Lifetime Open-Market Net

-$13.58M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address
C/O PENNYMAC, 6101 CONDOR DRIVE
UPPER LEVEL
MOORPARK, CA 93021
Related Filers
PNMAC Mortgage Opportunity Fund, LLC — 1 joint filings, latest 2008-08-20
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PFSI Chief Enterprise Ops Officer 46,708 $63.61 $2.97M -$12.34M 54 2021-03-17
PMT Chief Enterprise Ops Officer 37,284 $8.00 $298.3K -$1.24M 30 2021-03-16

Recent Filings

84 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-03-17 PFSI Sell (S) −1,246 -$82.8K EDGAR
2021-03-16 PFSI Tax (F) −1,161 -$76.3K EDGAR
2021-03-16 PMT Tax (F) −865 -$17.0K EDGAR
2021-03-15 PFSI Sell (S) −1,210 -$80.1K EDGAR
2021-03-11 PFSI Tax (F) −1,084 -$66.9K EDGAR
2021-03-04 PFSI Sell (S) −9,825 -$594.1K EDGAR
2021-03-01 PFSI Mixed +10,344 -$600.4K EDGAR
2021-02-02 PFSI Mixed — -$389.9K EDGAR
2021-01-05 PFSI Mixed — -$572.1K EDGAR
2020-12-02 PFSI Mixed — -$374.2K EDGAR
Showing 1–10 of 84
Page 1 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.