Insider transactions

Jeffrey Grogin

CIK 1440697 · Chief Enterprise Ops Officer · last filed 2021-03-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$32.14M
Companies
2
Total Filings
84
Lifetime Open-Market Net
-$13.58M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

PFSI price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
C/O PENNYMAC, 6101 CONDOR DRIVE
UPPER LEVEL
MOORPARK, CA 93021
Related Filers
PNMAC Mortgage Opportunity Fund, LLC — 1 joint filings, latest 2008-08-20
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count in each company: direct shares plus every indirect holder (trusts, LLCs, partnerships, family members) on the latest Form 4 that lists them. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PFSI Chief Enterprise Ops Officer 525,758 $60.61 $31.87M -$12.34M 54 2021-03-17
PMT Chief Enterprise Ops Officer 37,284 $7.45 $277.8K -$1.24M 30 2021-03-16

Holdings By Holder

Who holds the shares on record: the insider directly, and each trust, LLC, partnership or family member reported as an indirect holder on the latest Form 4 that lists them. Holder names come from the filing's footnotes. Rows under No longer reported appeared on earlier filings but not the latest one, usually because the holder was emptied or folded into another; they are not counted in the total.
Symbol Holder Shares Share of Total Reported
PFSI Direct 24,579 4.7% 2021-03-17
The Grogin Living Trust dtd 12-19-01 453,655 86.3% 2021-03-17
MJG Children's Trust utd 12/31/2000 22,129 4.2% 2021-03-17
JBG Children's Trust utd 12/31/2000 21,000 4.0% 2021-03-17
Grogin Giving Fund 4,395 0.8% 2021-03-17
Total 525,758

Recent Filings · Page 3 of 9

84 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144, so not all of them end in a sale. Under each notice: the role the filer ticked on it, and whether a sale followed (a Form 4 sale within 30 days, or a sale listed on a later notice).
Filed Symbol Action Net Shares Net $ Link
2020-03-13 PMT Tax (F) −589 -$11.1K EDGAR
2020-03-10 PFSI Tax (F) −1,881 -$70.5K EDGAR
2020-02-27 PFSI Grant (A) +4,817 $0 EDGAR
2020-02-26 PMT Tax (F) −720 -$16.8K EDGAR
2019-11-19 PFSI Sell (S) −32,623 -$1.06M EDGAR
2019-07-10 PFSI Grant (A) — $0 EDGAR
2019-07-10 PMT Sell (S) −2,742 -$50.7K EDGAR
2018-03-14 PMT Mixed +6,566 $0 EDGAR
2018-02-28 PMT Sell (S) −3,364 -$58.2K EDGAR
2018-02-21 PFSI Sell (S) −5,000 -$122.0K EDGAR
Showing 21–30 of 84
Page 3 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).