Blue Ridge Investments, L.L.C.
CIK 1453700 · last filed 2023-09-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$445.7K
Companies
99
Total Filings
163
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FMN | 10%+ Owner | 1,772 | $11.15 | $19.8K | $0 | 2 | 2023-09-14 |
| DSM | 10%+ Owner | 0 | $5.89 | $0 | $0 | 1 | 2023-07-19 |
| AFB | 10%+ Owner | 0 | $10.89 | $0 | $0 | 1 | 2018-12-21 |
| NAD | 10%+ Owner | 5,455 | $11.64 | $63.5K | $0 | 3 | 2018-12-03 |
| NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. (NBW) Delisted | 10%+ Owner | 590 | $9.49 | $5.6K | $0 | 2 | 2018-12-03 |
| GDV | 10%+ Owner | 6,283 | $29.78 | $187.1K | $0 | 2 | 2018-11-19 |
| EATON VANCE NEW YORK MUNICIPAL INCOME TRUST (EVY) Delisted | 10%+ Owner | 0 | $15.17 | $0 | $0 | 1 | 2018-03-28 |
| CEV | 10%+ Owner | 0 | $10.20 | $0 | $0 | 1 | 2018-03-28 |
| EVN | 10%+ Owner | 0 | $10.63 | $0 | $0 | 1 | 2018-03-28 |
| EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II (EIA) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST (EVP) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND (EIP) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE MUNICIPAL BOND FUND II (EIV) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST (MMV) Delisted | 10%+ Owner | 0 | $0.48 | $0 | $0 | 1 | 2018-03-28 |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | 10%+ Owner | 0 | $8.08 | $0 | $0 | 1 | 2018-02-22 |
| BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | 10%+ Owner | 28 | — | — | $0 | 15 | 2017-08-22 |
| NBH | 10%+ Owner | 0 | $10.22 | $0 | $0 | 1 | 2014-07-03 |
| BLACKROCK MUNICIPAL 2018 TERM TRUST (BPK) Delisted | 10%+ Owner | 1,272 | — | — | $0 | 4 | 2014-03-18 |
| DNP | 10%+ Owner | 467 | $11.08 | $5.2K | $0 | 1 | 2014-03-14 |
| BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST (BJZ) Delisted | 10%+ Owner | 79 | — | — | $0 | 5 | 2014-03-06 |
| BNY MELLON MUNICIPAL INCOME, INC. (DMF) Delisted | 10%+ Owner | 216 | $6.93 | $1.5K | $0 | 1 | 2014-01-07 |
| LEO | 10%+ Owner | 617 | $6.21 | $3.8K | $0 | 2 | 2014-01-06 |
| BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST (BLH) Delisted | 10%+ Owner | 248 | — | — | $0 | 1 | 2013-10-30 |
| BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST (BFO) Delisted | 10%+ Owner | 47 | — | — | $0 | 4 | 2013-10-29 |
| DTF | 10%+ Owner | 0 | $11.47 | $0 | $0 | 1 | 2013-09-23 |
| PMO | 10%+ Owner | 5,222 | $10.34 | $54.0K | $0 | 1 | 2013-01-02 |
| AVK | 10%+ Owner | 0 | $12.34 | $0 | $0 | 1 | 2012-12-26 |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | 10%+ Owner | 0 | $11.01 | $0 | $0 | 1 | 2012-12-26 |
| BLACKROCK NEW JERSEY MUNICIPAL BOND TRUST (BLJ) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2012-07-12 |
| BLACKROCK MARYLAND MUNICIPAL BOND TRUST (BZM) Delisted | 10%+ Owner | 0 | $15.00 | $0 | $0 | 1 | 2012-07-09 |
| Invesco Quality Municipal Investment Trust (IQT) Delisted | 10%+ Owner | 149 | — | — | $0 | 2 | 2012-06-22 |
| IQI | 10%+ Owner | 0 | $9.94 | $0 | $0 | 2 | 2012-06-22 |
| IQM | 10%+ Owner | 103 | $105.56 | $10.9K | $0 | 1 | 2012-06-20 |
| Invesco Municipal Premium Income Trust (PIA) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2012-06-14 |
| Invesco Van Kampen Ohio Quality Municipal Trust (VOQ) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2012-06-14 |
| Invesco New York Quality Municipal Securities (IQN) Delisted | 10%+ Owner | 90 | — | — | $0 | 2 | 2012-06-13 |
| IIM | 10%+ Owner | 0 | $12.41 | $0 | $0 | 2 | 2012-06-13 |
| VPV | 10%+ Owner | 0 | $10.81 | $0 | $0 | 4 | 2012-06-08 |
| VGM | 10%+ Owner | 493 | $10.10 | $5.0K | $0 | 3 | 2012-06-07 |
| VKQ | 10%+ Owner | 903 | $9.68 | $8.7K | $0 | 1 | 2012-05-29 |
| VMO | 10%+ Owner | 787 | $9.59 | $7.5K | $0 | 4 | 2012-05-25 |
| VKI | 10%+ Owner | 1,051 | $8.87 | $9.3K | $0 | 2 | 2012-05-24 |
| BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST (BFZ) Delisted | 10%+ Owner | 0 | $11.11 | $0 | $0 | 1 | 2012-04-18 |
| BNJ | 10%+ Owner | 0 | $15.56 | $0 | $0 | 1 | 2012-04-16 |
| MUC | 10%+ Owner | 2,752 | $10.68 | $29.4K | $0 | 1 | 2012-04-16 |
| Invesco Van Kampen Trust for Value Municipals (VIM) Delisted | 10%+ Owner | 371 | — | — | $0 | 1 | 2012-02-16 |
| Invesco California Quality Municipal Securities (IQC) Delisted | 10%+ Owner | 314 | — | — | $0 | 2 | 2012-01-23 |
| BLACKROCK MUNIVEST FUND II, INC. (MVT) Delisted | 10%+ Owner | 0 | $11.00 | $0 | $0 | 1 | 2012-01-23 |
| BLACKROCK MUNIYIELD QUALITY FUND II, INC. (MQT) Delisted | 10%+ Owner | 845 | $10.29 | $8.7K | $0 | 1 | 2012-01-19 |
| BLACKROCK MUNIVEST FUND, INC. (MVF) Delisted | 10%+ Owner | 640 | $7.07 | $4.5K | $0 | 3 | 2012-01-19 |
| BLACKROCK MUNICIPAL BOND TRUST (BBK) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2012-01-17 |
| VTN | 10%+ Owner | 923 | $11.10 | $10.2K | $0 | 1 | 2012-01-17 |
| BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. (BKN) Delisted | 10%+ Owner | 1,467 | $11.54 | $16.9K | $0 | 1 | 2012-01-13 |
| BLACKROCK MUNICIPAL INCOME TRUST II (BLE) Delisted | 10%+ Owner | 1,377 | $10.54 | $14.5K | $0 | 1 | 2012-01-12 |
| MHD | 10%+ Owner | 0 | $11.45 | $0 | $0 | 1 | 2012-01-12 |
| BLACKROCK MUNICIPAL INCOME TRUST (BFK) Delisted | 10%+ Owner | 690 | $10.09 | $7.0K | $0 | 1 | 2012-01-11 |
| VCV | 10%+ Owner | 585 | $10.56 | $6.2K | $0 | 1 | 2012-01-11 |
| BLACKROCK MUNIHOLDINGS FUND II, INC. (MUH) Delisted | 10%+ Owner | 429 | — | — | $0 | 1 | 2012-01-11 |
| BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. (MUS) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2012-01-10 |
| BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND (MFT) Delisted | 10%+ Owner | 963 | $14.54 | $14.0K | $0 | 1 | 2012-01-09 |
| MQY | 10%+ Owner | 0 | $11.26 | $0 | $0 | 2 | 2011-10-25 |
| BLACKROCK MUNICIPAL BOND INVESTMENT TRUST (BIE) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-10-06 |
| NZF | 10%+ Owner | 0 | $12.24 | $0 | $0 | 3 | 2011-10-05 |
| NUVEEN NEW YORK PREMIUM INCOME MUNICIPAL FUND INC (NNF) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-10-04 |
| NEA | 10%+ Owner | 0 | $11.23 | $0 | $0 | 1 | 2011-08-24 |
| NAZ | 10%+ Owner | 0 | $12.40 | $0 | $0 | 1 | 2011-08-24 |
| BLACKROCK MUNIYIELD FUND, INC. (MYD) Delisted | 10%+ Owner | 0 | $10.77 | $0 | $0 | 1 | 2011-07-28 |
| BLACKROCK MUNIYIELD NEW JERSEY QUALITY FUND, INC. (MJI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-07-25 |
| NAC | 10%+ Owner | 0 | $11.73 | $0 | $0 | 1 | 2011-07-22 |
| BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. (MHN) Delisted | 10%+ Owner | 0 | $10.30 | $0 | $0 | 1 | 2011-07-22 |
| BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (MFL) Delisted | 10%+ Owner | 0 | $11.84 | $0 | $0 | 1 | 2011-07-20 |
| MUJ | 10%+ Owner | 0 | $11.95 | $0 | $0 | 1 | 2011-07-20 |
| MYI | 10%+ Owner | 0 | $10.70 | $0 | $0 | 2 | 2011-06-23 |
| BLACKROCK MUNIYIELD ARIZONA FUND, INC. (MZA) Delisted | 10%+ Owner | 0 | $14.63 | $0 | $0 | 3 | 2011-06-15 |
| BLACKROCK MUNIENHANCED FUND, INC. (MEN) Delisted | 10%+ Owner | 0 | $12.08 | $0 | $0 | 1 | 2011-06-13 |
| MPA | 10%+ Owner | 0 | $10.98 | $0 | $0 | 1 | 2011-06-10 |
| BLACKROCK MUNIYIELD INVESTMENT FUND (MYF) Delisted | 10%+ Owner | 0 | $14.32 | $0 | $0 | 1 | 2011-06-10 |
| BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC. (MYM) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-06-07 |
| NUVEEN PREMIER MUNICIPAL INCOME FUND INC (NPF) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2011-06-03 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-05-31 |
| NUVEEN SELECT QUALITY MUNICIPAL FUND INC (NQS) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-05-31 |
| MYN | 10%+ Owner | 0 | $9.70 | $0 | $0 | 2 | 2011-05-26 |
| BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. (MYJ) Delisted | 10%+ Owner | 0 | $13.07 | $0 | $0 | 1 | 2011-05-19 |
| BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. (MCA) Delisted | 10%+ Owner | 235 | $12.51 | $2.9K | $0 | 3 | 2011-05-18 |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NBJ) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-04-28 |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND (NXI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-04-12 |
| BlackRock Municipal Credit Alpha Portfolio, Inc. (MUI) Delisted | 10%+ Owner | 0 | $12.09 | $0 | $0 | 1 | 2011-04-06 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-23 |
| NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-23 |
| NUVEEN QUALITY MUNICIPAL FUND INC (NQI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-18 |
| NMT | 10%+ Owner | 0 | $12.72 | $0 | $0 | 1 | 2011-03-01 |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST II, INC. (PSY) Delisted | 10%+ Owner | 1,738 | $5.90 | $10.3K | $0 | 1 | 2011-01-28 |
| NIO | 10%+ Owner | 1,917 | $4.53 | $8.7K | $0 | 1 | 2011-01-26 |
| BTZ | 10%+ Owner | 1,643 | $9.99 | $16.4K | $0 | 1 | 2011-01-21 |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | 10%+ Owner | 748 | — | — | $0 | 1 | 2011-01-21 |
| NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INC (NQC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-01-21 |
| NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND (NNC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-01-21 |
| NAN | 10%+ Owner | 0 | $11.20 | $0 | $0 | 1 | 2011-01-21 |
| BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. (MYC) Delisted | 10%+ Owner | 1,493 | $12.50 | $18.7K | $0 | 1 | 2011-01-20 |
Recent Filings · Page 10 of 17
163 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-01-23 | BLACKROCK MUNIVEST FUND II, INC. (MVT) Delisted | Other (J) | −2,055 | $0 | EDGAR |
| 2012-01-19 | BLACKROCK MUNIYIELD QUALITY FUND II, INC. (MQT) Delisted | Other (J) | −2,409 | $0 | EDGAR |
| 2012-01-19 | Invesco California Quality Municipal Securities (IQC) Delisted | Other (J) | −90 | $0 | EDGAR |
| 2012-01-19 | BLACKROCK MUNIVEST FUND, INC. (MVF) Delisted | Other (J) | −1,986 | $0 | EDGAR |
| 2012-01-19 | VGM | Other (J) | −165 | $0 | EDGAR |
| 2012-01-19 | VPV | Other (J) | −237 | $0 | EDGAR |
| 2012-01-17 | BLACKROCK MUNICIPAL BOND TRUST (BBK) Delisted | Other (J) | −1,053 | $0 | EDGAR |
| 2012-01-17 | VTN | Other (J) | −66 | $0 | EDGAR |
| 2012-01-17 | Invesco New York Quality Municipal Securities (IQN) Delisted | Other (J) | −20 | $0 | EDGAR |
| 2012-01-13 | BLACKROCK MUNICIPAL BOND TRUST (BBK) Delisted | Other (J) | −648 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.