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Karen Dunn Kelley

CIK 1455445 · Senior Managing Director · last filed 2024-01-24

Karen Dunn Kelley is a Senior Managing Director who has filed 17 SEC Form 4 insider transactions across 3 companies since 2009. Across all open-market trades the lifetime net is −$6.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $39.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$39.43M

Companies

3

Total Filings

17

Lifetime Open-Market Net

-$6.42M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SPXX Senior Managing Director 718,804 $18.36 $13.20M -$4.97M 2 2016-12-15
IVZ Senior Managing Director 879,604 $29.80 $26.21M -$1.91M 12 2016-03-01
IVR Director 2,500 $7.64 $19.1K $458.1K 2 2011-08-10

Recent Filings

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-01-24 — Buy (P) +7,463 $100.0K
2016-12-15 SPXX Gift (G) −3,185 $0 EDGAR
2016-12-06 SPXX Sell (S) −157,615 -$4.97M EDGAR
2016-03-01 IVZ Mixed +40,636 -$800.1K EDGAR
2015-03-03 IVZ Mixed +15,176 -$1.38M EDGAR
2014-03-04 IVZ Mixed +27,072 -$940.3K EDGAR
2014-03-04 IVZ Mixed +27,072 -$940.3K EDGAR
2014-02-27 IVZ Tax (F) −8,806 -$291.6K EDGAR
2013-12-30 IVZ Gift (G) −1,970 $0 EDGAR
2013-03-04 IVZ Mixed +37,348 -$527.1K EDGAR
Showing 1–10 of 17
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.