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Karen Dunn Kelley

CIK 1455445 · Senior Managing Director · last filed 2024-01-24

Karen Dunn Kelley is a Senior Managing Director who has filed 17 SEC Form 4 insider transactions across 3 companies since 2009. Across all open-market trades the lifetime net is −$6.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $42.8M across reported positions. 7 SEC filings were submitted jointly with Invesco Ltd.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$42.83M

Companies

3

Total Filings

17

Lifetime Open-Market Net

-$6.42M

Filer Profile

Reported Address
1555 PEACHTREE STREET NE
SUITE 100
ATLANTA, GA 30309
Related Filers
Invesco Ltd. — 7 joint filings, latest 2017-02-13
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SPXX Senior Managing Director 718,804 $19.09 $13.72M -$4.97M 2 2016-12-15
IVZ Senior Managing Director 879,604 $33.07 $29.09M -$1.91M 12 2016-03-01
IVR Director 2,500 $7.20 $18.0K $458.1K 2 2011-08-10

Recent Filings

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-01-24 — Buy (P) +7,463 $100.0K
2016-12-15 SPXX Gift (G) −3,185 $0 EDGAR
2016-12-06 SPXX Sell (S) −157,615 -$4.97M EDGAR
2016-03-01 IVZ Mixed +40,636 -$800.1K EDGAR
2015-03-03 IVZ Mixed +15,176 -$1.38M EDGAR
2014-03-04 IVZ Mixed +27,072 -$940.3K EDGAR
2014-03-04 IVZ Mixed +27,072 -$940.3K EDGAR
2014-02-27 IVZ Tax (F) −8,806 -$291.6K EDGAR
2013-12-30 IVZ Gift (G) −1,970 $0 EDGAR
2013-03-04 IVZ Mixed +37,348 -$527.1K EDGAR
Showing 1–10 of 17
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.