Jack E. Jr. Fockler

CIK 1457990 · Vice President · last filed 2015-03-09

Jack E. Jr. Fockler is a Vice President who has filed 23 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing, for FUND, was dated Mar 9, 2015. Across all open-market trades the lifetime net is +$1.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.46M

Companies

4

Total Filings

23

Lifetime Open-Market Net

$1.05M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FUND Vice President 143,993 $10.12 $1.46M $252.8K 4 2015-03-09
RMT Vice President 0 $13.99 $0 -$172.8K 4 2014-10-15
SPROTT FOCUS TRUST INC. (RFOpA) Delisted Vice President 92,000 $1.07M 8 2011-01-28
ROYCE MICRO-CAP TRUST, INC. (RMTpA) Delisted Vice President 0 -$95.1K 7 2010-01-08

Recent Filings

23 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-03-09 FUND $0 EDGAR
2014-10-15 RMT Sell (S) −6,278 -$68.1K EDGAR
2014-10-14 RMT Sell (S) −36,940 -$405.0K EDGAR
2014-02-06 RMT Buy (P) +8,600 $99.7K EDGAR
2014-01-27 RMT Buy (P) +16,000 $200.7K EDGAR
2013-05-16 FUND Buy (P) +5,000 $36.0K EDGAR
2013-05-15 FUND Buy (P) +9,000 $64.8K EDGAR
2013-01-09 FUND Buy (P) +22,000 $152.0K EDGAR
2011-01-28 SPROTT FOCUS TRUST INC. (RFOpA) Delisted Buy (P) +23,000 $177.5K EDGAR
2010-05-19 SPROTT FOCUS TRUST INC. (RFOpA) Delisted Buy (P) +6,000 $38.6K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.