Jack E. Jr. Fockler

CIK 1457990 · Vice President · last filed 2015-03-09

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.46M

Companies

4

Total Filings

23

Lifetime Open-Market Net

$1.05M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FUND Vice President 143,993 $10.12 $1.46M $252.8K 4 2015-03-09
RMT Vice President 0 $13.99 $0 -$172.8K 4 2014-10-15
SPROTT FOCUS TRUST INC. (RFOpA) Delisted Vice President 92,000 $1.07M 8 2011-01-28
ROYCE MICRO-CAP TRUST, INC. (RMTpA) Delisted Vice President 0 -$95.1K 7 2010-01-08

Recent Filings · Page 2 of 3

23 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2010-05-10 SPROTT FOCUS TRUST INC. (RFOpA) Delisted Buy (P) +48,000 $301.7K EDGAR
2010-01-19 SPROTT FOCUS TRUST INC. (RFOpA) Delisted Buy (P) +30,000 $202.6K EDGAR
2010-01-08 ROYCE MICRO-CAP TRUST, INC. (RMTpA) Delisted Sell (S) −4,280 -$31.9K EDGAR
2010-01-08 ROYCE MICRO-CAP TRUST, INC. (RMTpA) Delisted Sell (S) $0 EDGAR
2010-01-07 ROYCE MICRO-CAP TRUST, INC. (RMTpA) Delisted Sell (S) −35,720 -$267.6K EDGAR
2009-04-22 SPROTT FOCUS TRUST INC. (RFOpA) Delisted Buy (P) +7,200 $33.4K EDGAR
2009-04-21 SPROTT FOCUS TRUST INC. (RFOpA) Delisted Buy (P) +7,800 $36.2K EDGAR
2009-04-21 ROYCE MICRO-CAP TRUST, INC. (RMTpA) Delisted Buy (P) +10,000 $53.1K EDGAR
2009-04-08 ROYCE MICRO-CAP TRUST, INC. (RMTpA) Delisted Buy (P) +10,655 $55.4K EDGAR
2009-04-02 ROYCE MICRO-CAP TRUST, INC. (RMTpA) Delisted Buy (P) +6,845 $34.1K EDGAR
Showing 1120 of 23
Page 2 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.